A complete list of active advisors currently associated with Estate & Retirement Strategies LLC
Warmer can help you find a great advisor at Estate & Retirement Strategies LLC or one who fits your needs even better.
The firm provides comprehensive financial planning and investment management to individual clients, with a stated emphasis on business owners, professionals, and people undergoing life transitions such as divorce, widowhood, or retirement. Services include cash‑flow and retirement planning, insurance and estate‑planning coordination with outside attorneys and CPAs, portfolio management, and periodic educational workshops. Its approach is to develop tailored financial plans and ongoing account supervision that may be implemented directly or via third‑party investment managers and model portfolios. The firm uses a mix of long‑ and short‑term strategies, coordinates annual balance‑sheet updates with clients, and may include products such as mutual funds, bonds, registered index‑linked annuities (RILAs), and insurance in client programs. A noteworthy distinction is that the firm is licensed as an insurance agency and accepts commissions and trailing compensation for insurance and annuity sales—an arrangement the brochure identifies as a potential conflict of interest and a relatively uncommon practice among similar independent advisors. The firm operates at a boutique scale (roughly $4.25 million in assets and about 14 clients) and maintains an affiliated education and certification enterprise that produces workshops, publications, and training which clients may be offered.
To learn more about the advisors currently working at Estate & Retirement Strategies LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Tempe, AZ
| 23
|
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