E
Estep Capital Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$15,200,000
Clients
44
14% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
44
HighAverage account size
$345,455
About
The firm provides discretionary portfolio management and investment advisory services to individuals and small businesses, managing roughly $15.2 million across about 44 client relationships. It offers tailored investment guidance, permits client-imposed restrictions, and does not participate in wrap fee programs.
The investment approach emphasizes fundamental analysis to identify assets believed to be undervalued and follows a buy-and-hold strategy informed by macroeconomic and company-specific factors; accounts are reviewed on a regular schedule. The firm accepts discretionary authority while adapting recommendations to each client’s objectives and risk tolerance, and clients may purchase recommended investments through other providers.
Notably, the firm’s principal is a licensed real estate broker affiliated with RE/MAX and may, with prior disclosure, solicit or otherwise benefit from client investments in real estate, a potential conflict the brochure highlights. The principal’s prior corporate executive experience and advanced academic credentials inform the firm’s analytical approach, the firm uses a third‑party custodian, and it declines authority to vote client proxies so clients receive proxy materials directly.
Client services
Financial planning
Portfolio management
Expertise
Active portfolio management
Fee options
2% annually
Main office location
Estep Capital Management
New Orleans LA, United States
Number of offices
1
Most active in
Estep Capital Management has reported serving >5 clients in these states in the last 12 months.
Louisiana · North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through — whether you ultimately need an advisor or not.
Warmer helps you compare advisors clearly — so you can choose with confidence.
Discover
Compare top advisor firms by metric, firm size, and location.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")