ETF Strategies, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
ETF Strategies, LLC provides discretionary portfolio management and financial planning services to individual and high‑net‑worth clients. The firm constructs a written Investment Policy Statement for each client and manages portfolios using ETFs, mutual funds, equities, bonds and other permitted vehicles.
The firm applies a mix of analytical methods — charting, fundamental, technical and cyclical analysis — and implements both long‑term and short‑term trading strategies under discretionary authority. Clients are asked to custody assets with the adviser’s recommended broker‑dealer and ETF Strategies participates in that broker‑dealer’s institutional program for custody, execution and related services.
A distinctive aspect of the firm is that the principal is also a licensed insurance agent operating a separate insurance business and may offer commissionable insurance products to clients, a relationship the brochure discloses as a potential conflict of interest. The firm also handles certain retirement‑plan arrangements directly, including advisory access to 401(k) platforms and, where the plan permits, billing within plan platforms — practices that are less common among solo independent advisers.
Client services
Expertise
Fee options
Up to $1,500 for financial planning (discretionary)
$1 - $100,000: 1.50% $100,001 - $2,000,000: 1.00% $2,000,001 - $5,000,000: 0.80% Above $5,000,000+: 0.50%
Account minimum: $50,000 (may be waived)
Main office
Bulverde TX
Advisors at this office
1
Most active in
Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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