Plano, TX Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Ethos Financial Group, LLC
Multi-team
Firm-wide stats for Ethos Financial Group, LLC
About
Ethos Financial Group serves individuals (including high-net-worth clients), trusts, estates, state and municipal entities, and charitable organizations, and also provides consulting and sub‑advisory services to other investment advisers. The firm offers discretionary and non‑discretionary investment management alongside financial planning, estate planning, insurance recommendations, and related consulting.
Investment recommendations are delivered primarily through model portfolios and a stated “Core Allocation” that combines index‑based exposures into diversified, risk‑conscious portfolios implemented via separately managed accounts, mutual funds, ETFs, independent managers and overlay managers. Ethos supplements its process with third‑party research and signal providers, offers optional tax‑overlay management, and notes that AI tools are used for operational and administrative support but not for making investment decisions.
Ethos differs from many multi‑team peers in that certain associated persons are dually registered as representatives of FINRA member broker‑dealers and are licensed insurance agents, enabling the implementation of commission‑based products in their individual capacities. The firm also acts as a sub‑advisor to other RIAs, may enter into performance‑based fee arrangements under Rule 205‑3, operates a supported platform with advisor‑as‑portfolio‑manager functionality for its IARs, and discloses affiliated private fund interests involving firm personnel.
Based on Ethos Financial Group, LLC
Expertise
Based on Ethos Financial Group, LLC
Location
4965 Preston Park Blvd Suite 100
Plano TX 75093
Advisors at this office
3
Advisors at this office
Kristen M
Series 65
Plano, TX
Ethos Financial Group, LLC
Kristen Marsh is a financial advisor with Ethos Financial Group, LLC in Plano, TX, holding a Series 65 designation and having five years of industry experience. She previously worked at Chapwood Capital Investment Management, LLC for six years and was employed by First Baptist Church Houston for one year. Ethos Financial Group serves individuals, trusts, estates, state and municipal entities, and charitable organizations, offering both discretionary and non-discretionary investment management alongside financial planning and related consulting. The firm’s investment approach emphasizes diversified, risk-conscious portfolios implemented through model portfolios and a core allocation strategy using index-based exposures.
Kim S
Series 63, Series 65
Plano, TX
Ethos Financial Group, LLC
Kim Sams is a financial advisor at Ethos Financial Group, LLC with 28 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including Waterford Capital LLC, Chapwood CustomHedge Portfolio Advisory Services, and J.P. Morgan Securities. Ethos Financial Group serves individuals, trusts, estates, municipal entities, and charitable organizations, offering discretionary and non-discretionary investment management alongside financial and estate planning. The firm utilizes model portfolios and a “Core Allocation” approach to deliver diversified, risk-conscious portfolios through various investment vehicles and supplements its process with third-party research and optional tax-overlay management.
Edward B
Series 63
Plano, TX
Ethos Financial Group, LLC
Edward Butowsky is a financial advisor with Ethos Financial Group, LLC, holding a Series 63 designation and 37 years of industry experience. He has held roles at multiple firms including Innovation Partners LLC, Chapwood Securities, and Waterford Capital, and has served as head of investment education at Champion Venture Partners. Ethos Financial Group provides investment management and consulting services to individuals, trusts, estates, municipalities, and charitable organizations. The firm employs a model portfolio approach focused on diversified, risk-conscious allocations using index-based exposures and third-party research, while also offering financial and estate planning services.
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