Boca Raton, FL NW 4th Ave Office

The firm provides investment management and modular financial planning services to individuals, high‑net‑worth clients, businesses, trusts, estates, retirement plans, endowments, and foundations, offering diversified portfolios that include equities, fixed income, mutual funds, ETFs, variable annuities and direct participation programs. Accounts are managed on a non‑discretionary basis and clients may impose selection limitations on holdings.

The firm emphasizes customized asset allocation using both fundamental and technical analysis and employs a formal mutual‑fund evaluation process that considers manager tenure, expense ratios, historical returns and assets under management. Portfolios are constructed to reflect client objectives and risk tolerances and may exclude sectors the advisor deems at elevated statistical risk, with both long‑ and short‑term positioning as appropriate.

What is distinctive is that the principal also practices law and holds multiple FINRA securities registrations, and the firm operates as a hybrid advisory/broker‑dealer entity under registration with stated commission and insurance activities alongside its advisory services. The firm originated to provide family‑office training and educational programming and, as of the brochure date, reported no regulatory assets under management, a combination of features that differs from most independent RIAs.