Evergreen Capital Holdings, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$4,155,577
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
4
100% high-net-worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
4
LowAverage account size
$1,038,894
About
Evergreen Capital Holdings is a California-registered independent investment adviser that provides ongoing portfolio management to individuals, high-net-worth and emerging-wealth clients and also serves as a sub‑adviser to other advisers. Its advisory services include creating Investment Policy Statements, discretionary portfolio management, and recommending a mix of publicly traded REITs and real estate-related companies, other equities, and non‑U.S. securities.
The firm primarily relies on fundamental analysis to set asset allocation and security selection, employs long- and short-term trading as well as options strategies when appropriate, and conducts quarterly reviews with regular reporting to clients. For qualified clients it may recommend private investments and pooled vehicles, and it allocates those opportunities based on client sophistication, suitability and available capital while monitoring those investments on an ongoing basis.
What distinguishes the firm from most solo independent advisers is that it and affiliated entities act as a private fund adviser and sponsor/manager to a limited private fund (a pooled vehicle) and may offer fund interests to eligible clients as a limited offering. The firm manages a modest amount of regulatory AUM for a very small client base while maintaining substantially larger assets under advisement for its private investments, and it discloses and documents the attendant conflicts of interest and mitigation practices (including not charging a duplicate advisory fee on the same assets invested in the affiliated fund).
Client services
Portfolio management
Expertise
Private / alternative investments
Real estate investing
Options & derivatives strategies
Fee options
Negotiated fixed fee for Emerging Wealth clients, paid quarterly in advance
0.75% annually with a cap at $20,000,000 AUM
Minimum fee: No minimum fee requirement
Main office location
Evergreen Capital Holdings, LLC
23 Corporate Plaza Dr. #150
Newport Beach CA 92660, United States
Number of offices
1
Most active in
Evergreen Capital Holdings, LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
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