EWM Advisory
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm is a small independent registered investment adviser serving individual and high‑net‑worth clients with discretionary portfolio management, comprehensive financial planning, and project‑based consulting. Its services include developing individualized investment policy statements, ongoing account supervision, and delivering written financial plans or implementation advice.
The firm primarily follows a passive investment approach, building diversified portfolios using index mutual funds and exchange‑traded funds and aligning allocations with each client’s stated objectives and risk tolerance. It provides ongoing, retainer‑style planning and implementation support as well as standalone consulting, and it executes trades on an individual account basis rather than aggregating block trades.
The brochure discloses a cross‑border arrangement to manage retirement assets of U.S. persons living in Canada through a Canadian public company with common ownership, a relationship the firm identifies as presenting a potential conflict of interest. The firm is led by a principal with professional credentials in financial planning, investment management and accounting, operates with a very small client roster, and does not take custody of client assets.
Client services
Expertise
Fee options
Investment Management Stand Alone Service flat annual fee ranging from $60 to $7,500 per year; upfront fee for Comprehensive Financial Planning up to $2,400 (may be waived).
Project-based consulting billed at $250 per hour.
Comprehensive Financial Planning and Portfolio Management fees charged monthly as a combined flat fee and percentage of assets; ongoing financial planning monthly fees range from $75 to $350.
Fee-only: Comprehensive Financial Planning and Portfolio Management: $450 per month plus 0.25% of Assets Under Advisement as one monthly fee; discounts available for portfolios under $1,000,000, with monthly fees as low as $75 and percentage of assets fee customizable to 0.15%. Additional family members or entities may incur an additional $50 per month each. Investment Management Stand Alone Service is flat rate from $60 to $7,500 per year. Comprehensive Financial Planning ongoing fee: $75 to $350 per month plus upfront charge up to $2,400 (may be waived). Project-based consulting: $250 per hour.
Main office
1967 Wehrle Drive, Suite 3 099
Buffalo NY 14221
Advisors at this office
1
Most active in
New York
Also doing business as
Ewm Advisory · Ewm Advisory, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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