Executive Services, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$30,468,303
Clients
27
Advisors
1
of 1 employees
About
Executive Services, LLC is a registered independent investment adviser that serves individuals and high‑net‑worth individuals, managing roughly $30.5 million across a small client base. The firm provides discretionary portfolio management and financial planning, preparing an Investment Policy Statement for each client and advising primarily in mutual funds, equities, fixed income and ETFs.
The firm implements client strategies under written Investment Policy Statements and generally manages accounts on a discretionary basis, with at least annual reviews and quarterly custodian reports. Its analytical approach draws on charting, fundamental, quantitative and technical analysis, and it may employ long‑ and short‑term trading, options and margin transactions depending on client objectives and risk tolerance.
What is noteworthy for a firm of this size is that the principal also operates as a licensed insurance agent and may offer commissionable insurance products and other services through affiliated activities, a potential conflict disclosed in the brochure. The practice is a solo advisory model that relies on institutional custody relationships (including major platform providers) that supply research and other benefits, and the firm does not aggregate block trades for multiple clients, which can affect execution dynamics for some accounts.
Client services
Expertise
Occupation focus
Fee options
$2,500 for financial planning
1.50% annually
$250 per hour
Main office
620 Newport Center Drive, Suite 1100
Newport Beach CA 92660
Advisors at this office
1
Most active in
California · Texas
Also doing business as
Executive Services, LLC · Orion Investments · Orion Investments, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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