Expert Financial Services, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Expert Financial Services, LLC works primarily with individual investors and also serves pension and profit-sharing plans, charitable organizations, businesses, and trusts. The firm offers managed account services that include asset allocation, portfolio supervision, consolidated reporting, and periodic recommendations across a range of securities including stocks, bonds, mutual funds, ETFs, options and REITs.
The firm operates on a primarily non‑discretionary basis, executing transactions at the direction of clients, and uses fundamental, technical and cyclical analysis when formulating investment advice. It implements both long‑ and short‑term strategies, including trading, margin use, and options writing (including covered and uncovered strategies), and conducts ongoing portfolio reviews and reporting.
A notable feature is that the firm’s principal is also a registered representative of a broker‑dealer and effects securities transactions (typically routed through that broker‑dealer with National Financial Services as clearing agent), so the firm serves both fee‑based and commission clients and discloses the attendant conflicts of interest. Compared with peers, the firm’s substantial non‑discretionary assets under management and its inclusion of charitable and pension plan clients are atypical for a single‑advisor independent practice.
Client services
Expertise
Fee options
$0+: 0.70% annually (larger accounts)+: 1.00% annually
Commission revenue from sales of investment products does not total more than 50% of the firm's revenue; commissions earned through affiliated broker/dealer Leigh Baldwin & Co.
Main office
11676 Perry Highway, Suite 2201
Wexford PA 15090
Advisors at this office
1
Most active in
Pennsylvania
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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