A complete list of active advisors currently associated with F3 Capital

Warmer can help you find a great advisor at F3 Capital or one who fits your needs even better.

F3 Capital provides portfolio management and financial planning to individuals, high‑net‑worth individuals, and small businesses, delivering personalized Investment Policy Statements and ongoing portfolio monitoring for roughly 100 client accounts totaling about $35.6 million in discretionary assets. Services focus primarily on mutual funds and insurance products, with an emphasis on index funds and annuities. The firm applies modern portfolio theory and a long‑term trading strategy, implementing client‑specific investment policies and conducting at least quarterly account reviews. It manages accounts on both a discretionary and non‑discretionary basis and requires custody through Schwab Institutional for trade execution and reporting. Distinctive features disclosed in the brochure include the use of borrowing (margin/leverage) in client accounts, a relatively uncommon practice among peers that increases potential risk and the possibility of margin calls. The firm’s principal also maintains insurance licensing and offers commissionable insurance and annuity products—an affiliation the firm discloses and documents as a conflict of interest—and the brochure notes a 2020 administrative consent order related to an insurance application.

To learn more about the advisors currently working at F3 Capital, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.