A complete list of active advisors currently associated with Factor Investment Solutions, LLC

Warmer can help you find a great advisor at Factor Investment Solutions, LLC or one who fits your needs even better.

Factor Investment Solutions serves individuals, trusts, estates, charitable organizations, corporations and other business entities by recommending and referring clients to third‑party investment advisers and assisting with onboarding and client communications. The firm does not manage client assets on a continuous basis and does not exercise custody or investment discretion for client accounts. The firm’s process is to gather information about a client’s financial situation, goals and risk tolerance, review third‑party advisers’ methods and performance, and recommend programs it deems suitable while acting as a liaison and periodically monitoring alignment with client objectives. It does not select broker‑dealers for trading, recommend particular securities, or provide routine account monitoring or proxy voting on clients’ behalf; those services are provided by the third‑party advisers to whom clients are referred. Noteworthy aspects include that the firm’s principal is separately licensed as an insurance agent and may earn commission‑based compensation for insurance sales, and the firm receives referral compensation from third‑party advisers and discloses a passive ownership stake (2.69%) in a recommended adviser, which are potential conflicts of interest. The firm’s referral‑focused model, absence of ongoing AUM management, and very small client roster distinguish it from many independent advisers that directly manage client portfolios or rely primarily on percentage‑of‑assets fee arrangements.

To learn more about the advisors currently working at Factor Investment Solutions, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.