Fagan Associates Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$907,349,242
Clients
1,763
Advisors
3
of 7 employees
About
Fagan Associates provides discretionary portfolio management and financial planning to a mix of individual clients (including high‑net‑worth households), pension and profit‑sharing plans, trusts, estates, charitable organizations, and corporations. The brochure also discloses the firm provides tax advice and income tax preparation in addition to ongoing investment advice and periodic suitability reviews.
The firm structures portfolios through in‑depth client interviews that document goals, risk tolerance, time horizon and financial circumstances, then implements strategies centered on asset allocation with both long‑ and short‑term positions and occasional trading or margin use. Investment analysis draws from fundamental, technical (charting), and cyclical methods, and accounts may be managed on either a discretionary or non‑discretionary basis.
Fagan’s most recent filing shows about $940.7 million managed on a discretionary basis across roughly 1,763 client relationships, yielding an unusually high client load and AUM per advisor (exceeding typical team‑advisor benchmarks), a profile that is rare among comparable team firms. The brochure also notes operational practices that may be relevant to prospective clients, including custody relationships with Schwab, direct fee debit authorization, and that financial planning is generally provided without a separate fee.
Client services
Expertise
Fee options
Project fees for specific projects such as investment advice, income tax preparation, insurance review and estate planning (specific amounts not stated)
$0 - $999,999: 1.50% annually $1,000,000 - $2,500,000: 1.25% annually $2,500,001 - $5,000,000: 1.00% annually $5,000,001+: 0.50% annually
Up to $400 per hour, negotiable
Account minimum: $250,000 Minimum fee: $500 minimum fee
Main office
767 Hoosick Road
Troy NY 12180
Advisors at this office
3
Most active in
California · Connecticut · Florida · Georgia · Massachusetts · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Vermont · Virginia
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Douglas K
Series 65
Troy, NY
Fagan Associates Inc
Douglas Keenholts is a financial advisor at Fagan Associates Inc with a Series 65 credential and experience spanning roles at Purshe Kaplan Sterling Investments, Inc and Wealth Advisory Group, LLC. He has been with Fagan Associates since 2024. Fagan Associates provides discretionary portfolio management and financial planning services to individuals, pension plans, trusts, estates, charitable organizations, and corporations. The firm emphasizes asset allocation strategies informed by fundamental, technical, and cyclical analysis, and offers tax advice and income tax preparation alongside ongoing investment management.
Aaron F
Troy, NY
Fagan Associates Inc
Aaron Fagan is an advisor at Fagan Associates Inc with 15 years at the firm and four years of industry experience. The firm operates as a team of two advisors based in Troy, NY. Fagan Associates provides discretionary portfolio management and financial planning to a diverse client base, including high-net-worth individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporations. The firm’s investment approach combines fundamental, technical, and cyclical analysis, with portfolios tailored through detailed client interviews and managed on a discretionary or non-discretionary basis.
Dennis F
Series 63
Troy, NY
Fagan Associates Inc
Dennis Fagan is a financial advisor at Fagan Associates Inc in Troy, NY, with 11 years of industry experience. He holds a Series 63 designation and has been with Fagan Associates since 1989. The firm provides discretionary portfolio management and financial planning to a diverse client base including high-net-worth individuals, pension plans, trusts, and charitable organizations. Fagan Associates uses a structured investment approach based on client goals and risk tolerance, employing fundamental, technical, and cyclical analysis in managing portfolios both discretionary and non-discretionary.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)