Fair Oaks Financial LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Fair Oaks Financial is an independent registered investment adviser managing about $25.1 million for 36 clients, primarily providing portfolio management and ongoing financial advisory services for individuals. The firm typically charges fees based on a percentage of assets under management, consistent with common practice among independent advisers.
The firm operates with a small staff and meets clients by appointment, emphasizing individualized portfolio management and direct advisor oversight. The chief compliance officer function is held by the firm's owner, indicating centralized responsibility for compliance and day-to-day operations.
Given its small client roster, Fair Oaks Financial manages roughly $700,000 in assets per client on average, suggesting a focus on higher-balance individual accounts rather than institutional business. The firm maintains a public website and centralizes key functions within a compact team, which may offer direct access to senior personnel but less internal redundancy than larger advisory firms.
Client services
Expertise
Main office
Fair Oaks Ranch TX
Advisors at this office
1
Most active in
Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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