Falcon Royal Investment Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Falcon Royal provides ongoing portfolio management to individual and high-net-worth clients, preparing an individualized Investment Policy Statement that documents goals, time horizon, tax considerations, and risk tolerance. Services emphasize asset allocation, asset selection, and regular portfolio monitoring using long-term trading strategies.
The firm applies modern portfolio theory as the foundation for portfolio construction and conducts at least quarterly reviews to align holdings with each client’s IPS. Uncommonly for an independent adviser, Falcon Royal does not have investment discretion and manages essentially all assets on a non-discretionary basis, requiring client approval for transaction implementation.
Distinctive operational features include a primarily non-discretionary asset base ($0 discretionary and $2,232,175 non-discretionary as of March 2026), a requirement that clients use specific custodians (MoneyBlock or Interactive Brokers), and an absence of block trading or participation in wrap-fee programs. With a small client roster and IPS-driven, client-authorized implementation, trade timing and execution depend on client involvement more than is typical among peers.
Client services
Expertise
Fee options
1.00% annually
Account minimum: $20,000
Main office
Philadelphia PA
Advisors at this office
1
Most active in
Delaware · Pennsylvania
Also doing business as
Falcon Royal Investment Management · Falcon Royal, LLC · Falcone, Joseph W
Disclosures
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Business activities & affiliations
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Accountant / CPA / tax prep
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Broker-dealer / trader
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Other specialized services
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