Family Dynasty Advisors LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$51,194,862
Clients
357
Advisors
2
of 3 employees
About
Family Dynasty Advisors LLC is a registered investment adviser that provides discretionary portfolio management to individuals, high‑net‑worth families, and businesses, and it also accepts investment company clients. Beyond traditional advisory relationships, the firm serves as a subadviser to an unaffiliated registered investment company through the Tactical Advantage ETF.
Portfolios are constructed with a mix of open‑end mutual funds, exchange‑traded funds, individual stocks and bonds, certificates of deposit, and treasuries, employing both active and passive strategies with an emphasis on managing volatility to support long‑term compounding. The firm uses technical and statistical analytics alongside macroeconomic inputs to guide allocation and rebalancing, and commonly places an allocation to its Tactical Advantage ETF within client accounts as part of its active management process.
Distinctive aspects include the firm’s creation and subadvisory role for the Tactical Advantage ETF, which the firm uses to streamline active rebalancing and which constitutes the largest holding in most client portfolios—an arrangement that is uncommon among peers. The firm also implements tax‑efficient asset location and opportunistic rebalancing for held‑away retirement and HSA accounts via an order management system, operates as a small two‑advisor firm managing approximately $52 million in client assets, and discloses that its representatives are licensed to sell insurance products, which is noted as a potential conflict of interest.
Client services
Expertise
Fee options
0.65% annually
Commission from insurance products sold by licensed representatives, but not primary source of compensation for advisory services
Minimum fee: Minimum annual fee of $500
Main office
4601 S. Loop 289 Suite 7
Lubbock TX 79424
Advisors at this office
2
Most active in
Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Michael C
Series 63, Series 65
Lubbock, TX
Family Dynasty Advisors LLC
Michael Caffey is a financial advisor with Family Dynasty Advisors LLC in Lubbock, TX, holding Series 63 and Series 65 licenses and seven years of industry experience. Prior to joining Family Dynasty Advisors in 2018, he worked for PlainsCapital Bank Wealth Management for nine years. Outside of advising, he owns and manages a residential property remodel firm, MLD Construction LLC. Family Dynasty Advisors LLC provides discretionary portfolio management to individuals, high-net-worth families, and businesses, and serves as a subadviser to an unaffiliated registered investment company through the Tactical Advantage ETF. The firm employs a combination of active and passive strategies focused on managing volatility and uses technical, statistical, and macroeconomic inputs to guide portfolio allocation and rebalancing.
Mandi A
Series 65
Lubbock, TX
Family Dynasty Advisors LLC
Mandi Applegate is a financial advisor at Family Dynasty Advisors LLC in Lubbock, TX, holding a Series 65 designation with four years of industry experience. Her prior work history includes roles at Concord Medical Group, Nylife Securities LLC, ALPH Capital Strategies, and Kuykendall & Schneider Inc. Family Dynasty Advisors LLC provides discretionary portfolio management to individuals, high-net-worth families, businesses, and investment companies. The firm employs a mix of active and passive strategies, using technical and statistical analytics alongside macroeconomic inputs, and serves as a subadviser to the Tactical Advantage ETF, which forms the largest holding in most client portfolios.
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