Family Faith & Finance Asset Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Family Faith & Finance Asset Management is a sole‑proprietorship registered investment adviser with a single advisor serving a very small client base that includes individual investors and pension/profit‑sharing plans. The firm offers discretionary asset management, financial planning and consulting, and ongoing pension consulting, with planning work that can address retirement, estate, tax, corporate structure, cost segregation and real estate analysis.
The firm emphasizes individualized portfolios with continuous supervision and at‑least‑quarterly reviews, using a mix of fundamental and technical analysis (including charting and cyclical methods) and employing a range of strategies from long‑ and short‑term holdings to active trading, short sales and margin where appropriate. When providing services to employer retirement plans, the firm says it will act as an ERISA Section 3(21) fiduciary and follows Department of Labor impartial conduct standards for plan advice.
What is noteworthy about this practice is the combination of small scale — a single advisor managing under $1 million for a handful of clients — with the provision of ongoing pension consulting to plan sponsors, a service that is less common among peers in this category. The brochure also discloses a prior state registration termination in 2014 for nonpayment that the firm reports as resolved, and its stated asset‑management account minimum may be notable given the firm’s overall assets and client count.
Client services
Expertise
Demographic focus
Fee options
Flat fees for financial planning and consulting generally range from $3,500 to $10,000
2.5% annually
Hourly fee for financial planning and consulting is $200
Account minimum: $500,000 Minimum fee: Minimum fee of $3,500 for written financial plans Fee-only: Financial planning and consulting charged on hourly or flat fee basis; hourly fee $200, flat fees range from $3,500 to $10,000
Main office
Bartlesville OK
Advisors at this office
1
Most active in
Oklahoma
Also doing business as
Carpenter Jr., Donald, Francis · Dfc Wealth Management, LLC · Family Faith & Finance Asset Management
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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