Family Investment Management L.P.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Family Investment Management provides financial planning, consulting and investment management services to individuals (including high‑net‑worth clients), business entities, and pension and profit‑sharing plans. Offerings include retirement account and IRA rollover advice, estate and tax-related planning, and both discretionary and non‑discretionary portfolio management.
The firm combines proprietary computer algorithms that generate buy‑and‑sell signals with active management, strategic and tactical asset allocation and Modern Portfolio Theory to set target mixes and manage risk. Investment implementation typically uses mutual funds and ETFs and may include variable annuities or variable life insurance, with trading activity that can range from modest to active depending on model signals.
Noteworthy for a small independent adviser, the firm explicitly provides services to pension and profit‑sharing plans and operates with associated registered representatives and an outside compliance consultant while using LPL Financial for custody and platform support. Those affiliated relationships and receipt of platform or product compensation are disclosed in the brochure and represent potential conflicts of interest that clients are encouraged to consider when evaluating the firm.
Client services
Expertise
Fee options
Fixed fees for financial planning services may be negotiated (example: $3,500 fixed fee project)
$0 - $1,999,999: 2.50% $2,000,000 - $2,999,999: 2.25% $3,000,000 - $3,999,999: 2.00% $4,000,000 - $4,999,999: 1.75% $5,000,000 - $5,999,999: 1.50% $6,000,000+: Negotiable
Investment adviser representatives may receive normal transaction fees and commissions as registered representatives of LPL Financial
$350 per hour for financial planning and consulting services
Fee-only: $350 per hour for financial planning and consulting services; fixed fees may be negotiated
Main office
Carlsbad CA
Advisors at this office
1
Most active in
California · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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