A complete list of active advisors currently associated with Farley Financial

Warmer can help you find a great advisor at Farley Financial or one who fits your needs even better.

Farley Financial provides discretionary investment management for individuals, families, trusts, guardianships, foundations, and endowments. The firm manages roughly $66 million for about 150 client households through a small advisory team and generally serves non‑high‑net‑worth individual clients rather than a high‑net‑worth clientele. The firm follows a disciplined four‑step process — Organize, Formalize, Implement, Monitor — and emphasizes asset allocation, diversification, and rebalancing using predominantly exchange‑traded funds and mutual funds while rejecting market timing. Advisory discretion is used within written parameters agreed with clients, and the firm will not alter target allocations or liquidate taxable account positions without written client consent. Compared with many peers, Farley Financial operates with a very small team and relies on Charles Schwab Institutional custody and Advyzon for reporting and portfolio analysis, while not taking custody of client assets itself. The firm also does not engage in block trading or aggregate client orders, does not charge performance‑based or proprietary fund fees, and, if proxy voting is delegated, notifies clients but does not cast proxy votes on their behalf.

To learn more about the advisors currently working at Farley Financial, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.