Farrell Financial
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Farrell Financial provides fee-based investment advisory services and comprehensive financial planning to individuals, trusts, estates, charitable organizations, and business entities, serving both non-high-net-worth and high-net-worth clients. The firm manages client portfolios on a discretionary basis and includes planning and non-investment recommendations as part of its services without charging a separate financial planning fee.
The adviser employs a tactical allocation strategy grounded in fundamental analysis and implements both long- and short-term trades, including specific stock recommendations, sector tilts, dividend-focused positions, and use of cash as a hedge to manage downside risk. Farrell Financial also manages held-away retirement plan participant accounts via a third‑party platform, reviewing available options, rebalancing, and applying its strategies to those accounts where clients connect them to the platform.
Noteworthy features include operating with roughly $200 million in discretionary assets while maintaining a very small advisory team and no stated account minimum, and a billing practice for held-away assets that assigns advisory fees to clients’ taxable accounts (or bills directly) while the firm covers third‑party platform access costs rather than passing those fees to clients. The brochure also discloses that the firm’s principal is licensed to sell insurance and may receive commissions for insurance sales, a potential conflict of interest the firm states and addresses in its disclosures.
Client services
Expertise
Fee options
Up to 1.0% per annum (breakpoint schedule, exact tiers not specified)
Separate commission compensation for insurance products sold by investment advisor representatives acting as insurance agents
Main office
21 Princeton Place, Suite 105
Orchard Park NY 14127
Advisors at this office
3
Most active in
Florida · Louisiana · Massachusetts · New York · Rhode Island
Also doing business as
Farrell Financial · Farrell Financial LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Aidan C
Series 65
Orchard Park, NY
Farrell Financial
Aidan Cloherty is a Series 65-licensed financial advisor at Farrell Financial with one year of experience. His work history includes roles in education and hospitality sectors, such as positions at the University of Vermont and Buffalo Boat Tours. Farrell Financial provides fee-based investment advisory and comprehensive financial planning services to individuals, trusts, estates, charitable organizations, and businesses. The firm employs a tactical allocation strategy grounded in fundamental analysis and manages portfolios on a discretionary basis for both high-net-worth and non-high-net-worth clients.
Neil F
Series 63, Series 65
Orchard Park, NY
Farrell Financial
Neil Farrell is a financial advisor at Farrell Financial with 30 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Arbor Point Advisors and Securities America Inc. from 2014 to 2022. Farrell Financial offers fee-based investment advisory services and comprehensive financial planning to individuals, trusts, estates, charitable organizations, and business entities. The firm employs a tactical allocation strategy based on fundamental analysis, managing portfolios on a discretionary basis and serving both non-high-net-worth and high-net-worth clients.
Neil F
Series 65
Orchard Park, NY
Farrell Financial
Neil Farrell is a Series 65-licensed financial advisor with Farrell Financial, bringing three years of industry experience. His background includes roles at The University of Tennessee at Chattanooga, the United States Air Force Academy, and Virginia Commonwealth University. Farrell Financial provides fee-based investment advisory and comprehensive financial planning services to individuals, trusts, estates, charitable organizations, and businesses, managing portfolios on a discretionary basis with a tactical allocation strategy that incorporates fundamental analysis and both long- and short-term trades.
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