Farris Capital Management Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Farris Capital Management provides financial planning, consulting, and portfolio management to individuals, high‑net‑worth clients, and some business entities. The firm manages roughly $177.5 million for about 395 clients through a mix of advisor‑managed accounts and automated programs offered via Betterment Securities and the Zoe Wealth platform, and it also implements advisory accounts on Fidelity and Charles Schwab custodial platforms.
Investment decisions are guided by a written Investment Policy Statement and a stock‑selection process that emphasizes avoiding companies with stressed fundamentals; portfolios blend index ETFs, fixed‑income mutual funds, defined‑outcome (buffer) ETFs, accelerated outcome ETFs, and individual securities. Farris Capital explicitly uses options and other derivatives in managed accounts (including covered‑call strategies) and employs automated rebalancing and tax‑loss harvesting on its platform offerings, while allowing client‑imposed restrictions and both discretionary and non‑discretionary arrangements.
Noteworthy aspects of the firm include its occasional client newsletters and its provision of educational seminars and workshops, which are highlighted alongside traditional advisory services. The firm’s combination of third‑party platform partnerships (Betterment/Zoe via Apex) with conventional custodial relationships, plus its use of defined‑outcome and leveraged ETF vehicles and options strategies, creates implementation and operational differences that clients may see across account types.
Client services
Expertise
Fee options
Fixed consulting fees ranging from $1,500 minimum to generally no more than $10,000 maximum
$0 - $100,000: 1.50% $100,001 - $250,000: 1.35% $250,001 - $500,000: 1.25% $500,001 - $1,000,000: 1.15% $1,000,000 and above+: Negotiable
$250 per hour for financial planning services
Account minimum: $5,000 (for Asset Management Services on Fidelity Institutional Wealth Services Platform or Charles Schwab and Co., Inc.; exceptions may be granted) Minimum fee: Minimum fee for financial planning services is $250; minimum fixed fee for consulting services is $1,500 Fee-only: Financial planning charged hourly at $250/hour; consulting services charged fixed fees ranging from $1,500 to $10,000
Main office
4425 Plano Pkwy, Ste. 1701
Carrollton TX 75010
Advisors at this office
3
Most active in
Louisiana · Texas
Also doing business as
(Doing Business As) The Farris Group · Farris Capital Management Inc. · Farris Capital Management LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Collin D
Series 65
Carrollton, TX
Farris Capital Management Inc.
Collin Day is a financial advisor at Farris Capital Management Inc. with four years of industry experience. He holds a Series 65 designation and has worked at Farris Capital Management since 2021. Prior to this, he was employed at WEB TPA Employer Services and also served at First Southern Baptist Church in St. George. Farris Capital Management provides financial planning, consulting, and portfolio management primarily to individuals, high-net-worth clients, and some business entities. The firm combines advisor-managed accounts with automated programs and employs a diversified investment approach that includes options strategies, defined-outcome ETFs, and regular portfolio rebalancing.
Justin F
CFP®, Series 66
Carrollton, TX
Farris Capital Management Inc.
Justin Farris is a CFP® professional with 22 years of industry experience, currently serving at Farris Capital Management Inc. since 2011. Prior to this, he worked at Securities America Inc. from 2010 to 2018. He is also engaged as a licensed insurance agent. Farris Capital Management provides financial planning, consulting, and portfolio management services to individuals, high-net-worth clients, and some business entities. The firm manages approximately $177.5 million across about 395 clients, utilizing a combination of advisor-managed accounts, automated investment platforms, and a disciplined investment process that includes the use of defined-outcome ETFs and options strategies.
Paul H
CFA®, Series 66
Carrollton, TX
Farris Capital Management Inc.
Paul Henley is a CFA® charterholder with 14 years of industry experience, currently serving as a financial advisor at Farris Capital Management Inc. since 2018. Prior to joining Farris Capital, he worked at Wells Fargo Clearing and Wells Fargo Advisors. He is also licensed as an insurance agent, offering insurance products to clients. Farris Capital Management provides financial planning, consulting, and portfolio management services to individuals, high-net-worth clients, and some business entities. The firm employs a written Investment Policy Statement and a stock-selection process focused on companies with strong fundamentals, utilizing a mix of ETFs, mutual funds, derivatives, and options strategies across multiple custodial platforms.
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