Fat Cat Financial Advisor
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides discretionary asset management and financial planning and consulting to individuals and high‑net‑worth clients. It charges asset‑based advisory fees for portfolio management and also offers fixed‑fee comprehensive plans and hourly consulting engagements, which align with common practices among independent advisers.
Its investment approach emphasizes fundamental analysis and long‑term purchases, and the firm manages client accounts on a discretionary basis while permitting client‑imposed restrictions. Account oversight is scheduled at least quarterly and includes reviews for target allocations, rebalancing opportunities, and potential tax‑loss harvesting; financial plans are typically delivered within 30 days when clients provide required documentation.
Distinctive aspects include that the firm was recently formed and reported no client assets at the date reported, and it is organized to operate with affiliated persons rather than as a traditional solo practitioner, which is less common among independent advisers. The firm’s principal holds CFP certification and prior registered‑representative experience, has recently added an alternative custodian (Altruist), and does not vote client proxies, leaving proxy voting to clients.
Client services
Expertise
Fee options
Comprehensive financial plan fees between $3,000 and $15,000
$0 - $1,000,000: 1.25% annually $1,000,000.01 - $3,000,000: 0.95% annually $3,000,000.01 - $5,000,000: 0.75% annually $5,000,000.01+: 0.50% annually
$300 per hour for consulting services
Account minimum: $250,000 Fee-only: Comprehensive financial plan fees: flat fee between $3,000 and $15,000; Consulting fees: $300/hour
Main office
Norristown PA
Advisors at this office
1
Most active in
Pennsylvania
Also doing business as
Fat Cat Financial Advisor · Fat Cat Financial LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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