Fata Financial
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides investment management and financial planning to individuals, families and trusts, with a stated emphasis on retirement planning. It generally requires a $1,000,000 account minimum and serves a relatively small client base (about 44 clients), indicating a focus on higher-net-worth households rather than mass-market retail clients.
The firm’s investment philosophy emphasizes broadly diversified, low‑cost securities and a measured-risk allocation consistent with an efficient‑markets view, while tailoring portfolios to client-specific factors such as risk tolerance, age and retirement goals. Accounts are managed on a discretionary basis, reviewed daily, and the advisor may supplement core allocation work with security analysis methods that include fundamental, technical and charting techniques when appropriate.
Noteworthy operational features include firm‑prepared quarterly performance reports for clients and the availability of planning‑only engagements billed on an hourly basis with an upfront deposit. The principal has long industry experience and completed CFP certification in 2023; the firm reports no material outside affiliations or conflicts and does not retain custody of client assets.
Client services
Expertise
Fee options
0.5% to 2.5%, depending on size and complexity of account (tier ranges not specifically detailed)
Standard rate is $500 per hour for financial planning services.
Account minimum: $1,000,000 Minimum fee: Minimum fee may apply and is adjusted depending on size and complexity of the account; will not exceed 2.5% of managed assets. Fee-only: Standard hourly rate of $500 per hour for financial planning services; planning fees may be minimum fee or hourly-based.
Main office
55 Main St., 2nd Floor
Tiburon CA 94920
Advisors at this office
1
Most active in
California · Texas
Also doing business as
Fata Financial · Fata Patricia
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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