Faust Capital Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm is a single-advisor independent investment adviser that provides discretionary portfolio management and investment advice primarily to individual clients. It operates as a small, boutique practice managing a modest asset base for a limited number of clients.
Its investment approach emphasizes model-driven tactical asset allocation developed during the founder’s prior institutional work, combined with direct security selection informed by extensive sell-side equity research experience, including a focus on technology stocks. Portfolios are managed directly by the firm’s sole portfolio manager, reflecting a hands-on, practitioner-led approach rather than a multi-manager process.
Noteworthy aspects include the portfolio manager’s lengthy industry tenure beginning in the early 1990s, prior responsibility for institutional and trust portfolios, and recognition as a Wall Street Journal All‑Star research analyst—an uncommon background for a solo independent adviser. The brochure discloses no additional business activities or disciplinary history, and the firm’s very small client roster points to a highly concentrated, personalized service model relative to larger peers.
Client services
Expertise
Main office
San Deigo CA
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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