Feldman Financial Services, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Feldman Financial Services, LLC serves mainly individuals and high‑net‑worth clients by providing financial planning and consulting, free educational seminars and workshops, and referrals to third‑party money managers (TPMs). The firm does not directly manage client assets or accept discretionary trading authority; instead it assists clients with TPM selection, paperwork, and delivery of TPM disclosures.
The firm gathers client financial information and recommends TPMs that are registered with the SEC or state authorities, then monitors those TPMs’ performance—typically through quarterly reviews—and conveys client status changes to the TPMs. Financial planning is offered on an hourly or fixed‑fee basis, seminars are educational and offered at no charge, and clients receive account statements and trade confirmations from the TPM custodians.
Distinctive features include an affiliated insurance practice—the firm’s managing member spends a substantial portion of time as a licensed insurance agent—and the firm’s business model centers on referral arrangements rather than direct portfolio management. The brochure discloses that the firm receives ongoing referral fees and participates in incentive arrangements with a TPM, a potential conflict mitigated by disclosures, client consent, and the firm’s stated fiduciary procedures; the firm also does not charge percentage‑of‑AUM fees itself and does not custody client assets or vote proxies.
Client services
Expertise
Fee options
Fixed fee of up to $1,200 for financial planning services
$0+: 2.15% $0+: 2.00% $0+: 1.85% $0+: 1.70% $0+: 1.50% $0+: 1.00%
$200 per hour for financial planning services
Fee-only: Financial Planning Services at $200 per hour and fixed fees up to $1,200, negotiable
Main office
429 Lacey Road
Forked River NJ 08731
Advisors at this office
1
Most active in
New Jersey
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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