A complete list of active advisors currently associated with Felicity Financial LLC
Warmer can help you find a great advisor at Felicity Financial LLC or one who fits your needs even better.
Felicity Financial LLC, formed in March 2023 and registered in North Carolina, provides investment advisory and financial planning services to a broad set of clients, including individuals, high‑net‑worth clients, foundations and charitable organizations, other institutions and firms, trusts, estates, and corporations. The firm describes offerings that include discretionary portfolio management, retirement and estate planning, tax‑harvesting strategies, and standalone financial planning and education engagements. The adviser follows a holistic, goals‑based process that begins with a client questionnaire and the creation of an Investment Policy Statement, emphasizing long‑term strategies (five to ten years) with tactical adjustments during periods of market volatility. Accounts are monitored and reviewed on an annual or more frequent basis as needed, and the firm may use discretionary trading on approved custodial platforms and third‑party manager programs while restricting certain hard‑to‑value, leveraged, or penny stock products. Noteworthy features that distinguish this firm from many peers include its planned use of subscription‑based courses, seminars and periodical educational materials, and the stated ability to introduce registered and non‑registered alternative investment products into client accounts. The brochure also discloses services to pension and profit‑sharing plans, corporate and charitable clients, and other investment advisers, as well as related non‑advisory activities (seasonal tax preparation and a publishing interest), which the firm identifies as potential sources of conflicts to be managed.
To learn more about the advisors currently working at Felicity Financial LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Charlotte, NC
| 2
|
Not sure where to start?
We'll help you think it through — whether you ultimately need an advisor or not.
Warmer helps you compare advisors clearly — so you can choose with confidence.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")