FengCapital LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$2,270,620
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
FengCapital LLC provides ongoing portfolio management services to individual and high‑net‑worth clients, preparing an investment policy statement for each account and typically seeking discretionary trading authority. The firm states it generally limits advice to equities and primarily recommends value investments in the healthcare sector while also using other securities when appropriate.
The firm combines fundamental and technical analysis and employs long‑term equity trading alongside options strategies (including covered, uncovered, and spread positions). FCL manages client assets internally, conducts at least monthly account reviews, and describes policies intended to allocate investment opportunities fairly across accounts.
Compared with many firms in the investment‑manager category, FCL’s brochure highlights an uncommon orientation toward high‑net‑worth individuals and indicates no account minimum despite modest assets under management (approximately $2.27 million) and a single management person. It also discloses the ability to charge performance‑based fees subject to a high‑water‑mark and the use of higher‑risk options strategies, a combination that may differ from typical pooled‑vehicle managers.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Active portfolio management
Fee options
Performance-based fees charged to qualified clients based on capital appreciation; fees are negotiable and subject to a high water mark; specific fee percentages not disclosed in brochure.
Main office location
FengCapital LLC
Arcadia CA, United States
Number of offices
1
Most active in
FengCapital LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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