Fenwick Financial
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides investment management and financial planning to individual investors and also accepts charitable organizations and corporate or business clients, in addition to serving some high-net-worth individuals. Its services include discretionary portfolio management, financial planning and consultations related to cash flow, education, and retirement, plus a one-time child account planning service for account setup and initial seed funding.
Portfolios are managed under a written Investment Policy Statement using a mix of fundamental and technical analysis, with discretionary authority typically exercised for security selection, trade size, and broker choice; strategy offerings include an Income Account focused on high-income ETFs, covered-call strategies and REITs, and a Growth Account that may include leveraged ETFs. The firm also produces educational content and may disclose the principal’s personal account performance for educational purposes, publishes periodicals or books, and periodically hosts seminars or workshops.
Noteworthy for an independent advisory of its size, the firm charges asset-based advisory fees while also offering paid publications/subscriptions and separate fees for seminars—features that are uncommon among peers. It manages roughly $1.5 million across a small client base, accepts a wider set of investment instruments (including private funds and cryptocurrencies), and discloses the option to convert certain child-account engagements into ongoing advisory relationships if the custodian permits third-party management.
Client services
Expertise
Demographic focus
Fee options
$75 one-time fee for Child Account Planning service
Any size+: 0.50% annually (0.125% quarterly) for Growth/Income Accounts $0 - $1,000,000: 1.00% annually (0.25% quarterly) for all other accounts $1,000,001 - $3,000,000: 0.75% annually (0.1875% quarterly) for all other accounts Above $3,000,000+: 0.60% annually (0.15% quarterly) for all other accounts
$75.00 per planner-hour for Financial Planning and other consulting services
Fees for newsletters, periodicals, books, seminars, and workshops are separately defined and collected from clients
Fee-only: Financial Planning and Other Consulting Services charged hourly at $75.00 per planner-hour, support staff billed at lower rate where appropriate
Main office
Bardstown KY
Advisors at this office
1
Most active in
Kentucky
Also doing business as
Fenwick Financial · Fenwick Financial L.L.C. · Fenwick Forest
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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