Ferris Wheel Finance, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$41,047,124
Clients
296
Advisors
2
across 2 offices
About
Ferris Wheel Finance serves individual and high-net-worth clients as well as business entities, providing discretionary asset management alongside comprehensive and ad hoc financial planning. The firm also conducts public seminars and workshops intended to educate attendees about investments and the services it offers.
The firm typically manages accounts under discretionary authority and tailors portfolios to documented client goals and risk tolerances, using methods that include fundamental, technical, charting and cyclical analysis. It may engage third‑party sub‑advisors to manage all or portions of client assets, conducts periodic account reviews (quarterly and as market conditions warrant), and uses an institutional custodian and platform for trade execution and reporting.
Distinctive features disclosed in the brochure include the firm’s use of educational seminars/workshops as an outreach and service element and the prominence of third‑party credentials in its materials (including a Certified Kingdom Advisor designation). The firm operates with a small advisory team managing roughly $41 million in client assets and discloses a marginal outside insurance practice by its principal, noting that insurance recommendations could involve typical commission compensation and are subject to the firm’s conflict‑of‑interest disclosures.
Client services
Expertise
Fee options
Comprehensive financial planning fees range from $2,000 to $10,000 depending on investable assets.
$0 - $500,000: 1.20% annually $500,001 - $2,000,000: 1.10% annually $2,000,001 - $4,000,000: 1.00% annually $4,000,001 - $5,000,000: 0.80% annually $5,000,001 - $10,000,000: 0.70% annually Over $10,000,000+: 0.60% annually
Insurance agent commissions received by principal owner for insurance products sold, separate from advisory fees.
Adhoc financial planning charged at $250 per hour.
Fee-only: Comprehensive financial planning fixed fees: $2,000 to $10,000 based on investable assets; $500 discount if assets managed by firm. Adhoc financial planning: $250 per hour.
Main office
See office871 Venetia Bay Blvd, Suite 201
Venice FL 34285
Advisors at this office
1
Offices (2)
Most active in
Florida · Massachusetts · Ohio · Tennessee
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Jessica S
Series 65
Knoxville, TN
Ferris Wheel Finance, Inc.
Jessica Shular is a financial advisor at Ferris Wheel Finance, Inc. in Knoxville, TN, holding a Series 65 designation with two years of industry experience. Her prior work includes various roles in hospitality and business services. Ferris Wheel Finance, Inc. provides discretionary asset management and financial planning to individuals, high-net-worth clients, and business entities, managing approximately $35.7 million across about 282 clients. The firm offers ongoing portfolio management, comprehensive and ad-hoc financial plans, and educational seminars and workshops.
Katherine H
Series 66
Venice, FL
Ferris Wheel Finance, Inc.
Katherine Hyland Mercer is a financial advisor at Ferris Wheel Finance, Inc. in Venice, Florida, holding a Series 66 designation with 10 years of industry experience. Her work history includes roles at Wells Fargo Clearing and ownership of multiple businesses, including Business Concepts and More, Inc. and Lucky Compass Enterprise, Inc. Outside of her advisory work, she oversees business activities for Business Concepts, Inc. Ferris Wheel Finance serves individual and high-net-worth clients as well as business entities, offering discretionary asset management alongside comprehensive and ad hoc financial planning. The firm conducts public seminars and workshops to educate attendees and typically manages accounts under discretionary authority using various analytical methods, with occasional use of third-party sub-advisors.
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