A complete list of active advisors currently associated with Ferry Capital Management LLC
Warmer can help you find a great advisor at Ferry Capital Management LLC or one who fits your needs even better.
Ferry Capital Management, LLC provides discretionary and non‑discretionary asset management to individuals, high‑net‑worth clients, and trusts, overseeing roughly $8.34 million in client assets across about ten accounts. Services include ongoing portfolio management, client profiling at onboarding, and periodic reviews to align portfolios with clients’ objectives and risk tolerances. The firm’s primary investment emphasis is municipal fixed income, implemented through a three‑pronged approach that typically allocates about one third to short‑to‑intermediate laddered bonds, one third to new‑issue or mispriced secondary‑market municipals, and one third to closed‑end municipal funds bought at discounts to net asset value; it generally targets 10–15 year maturities and seeks to limit credit risk. Its Moderate Portfolio Strategy uses diversified, cost‑efficient mutual funds and transaction‑free ETFs with monthly rebalancing to maintain a consistent risk profile for clients with different objectives. Noteworthy for a firm of its scale, Ferry Capital discloses a past regulatory enforcement matter: it was subject to a Temporary Cease and Desist Order in November 2019 from the North Carolina Securities Division and resolved the matter by entering a Final Consent Order in April 2020 that included findings of violations and monetary sanctions; the firm subsequently obtained registration with the Division. The combination of a concentrated municipal‑bond trading focus — including active secondary‑market trading and opportunistic purchases of discounted closed‑end municipal funds — together with a small client base distinguishes its strategy from many independent advisers who emphasize broader fund‑based allocations.
To learn more about the advisors currently working at Ferry Capital Management LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Duck, NC
| 36
|
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