A complete list of active advisors currently associated with Fiduciary Financial Group, LLC

Warmer can help you find a great advisor at Fiduciary Financial Group, LLC or one who fits your needs even better.

Fiduciary Financial Group is a fee-based investment advisory firm that serves individuals (including high‑net‑worth clients), retirement plans, and business entities with discretionary asset management, ongoing financial planning, ERISA plan services (3(21) and 3(38) roles), and private placement advice for accredited investors. The firm reports roughly $1.01 billion in assets under management, about eight advisors supporting roughly 392 client relationships, and a typical account minimum of $1.5 million (subject to waiver). Portfolios are constructed using ETFs, mutual funds, individual stocks, closed‑end funds and may include options strategies (including covered call contracts); the firm reports using fundamental, technical and cyclical analysis, discretionary trading authority, and the ability to engage Sub‑Advisors while retaining overall client responsibility. Ongoing financial planning is integrated with asset management and the firm also offers tax planning and separate tax return preparation engagements for clients. The brochure discloses several features that distinguish the firm from many peers: ownership includes Cooper & Vogelheim LLP (26.5%) and principals who maintain significant outside CPA and legal practices (a principal spends approximately 60% of his time as a CPA and about 15% on a separate law practice), with related conflicts and mitigation procedures described. The firm also discloses arrangements to compensate referring parties and the use of endorsements/testimonials with client disclosures, documents limited custody practices such as third‑party standing letters of authorization, and notes the use of derivatives/options in managed accounts and selective private placement opportunities for accredited clients.

To learn more about the advisors currently working at Fiduciary Financial Group, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.