Fiduciary Wealth

Fiduciary Wealth provides discretionary investment management and advisory services to individual clients seeking long‑term growth with a moderate to aggressive risk tolerance. The firm manages about $15 million across roughly 66 client relationships and generally requires a $250,000 minimum to open an account.

The firm constructs concentrated, non‑diversified portfolios that are primarily invested in exchange‑traded equity securities and are managed using technical, quantitative and cyclical analysis; strategies may include long‑ and short‑term trading and option transactions (including covered and uncovered option positions). Fiduciary Wealth typically has full discretionary trading authority and charges percentage‑of‑assets fees billed quarterly in advance.

Compared with many peers, the firm’s explicit use of concentrated equity positions combined with technical/quantitative methods and the potential use of uncovered options is atypical and can result in higher volatility and trading activity. The firm’s principal has a disclosed 2012 FINRA Acceptance, Waiver & Consent involving a short suspension and a $5,000 fine (the fine is payable only if the principal affiliates with a FINRA member firm); the matter involved following clients’ loss‑limiting instructions without written documentation and did not result in customer losses or complaints.