Evansville, IN NW Third St Office
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FIFTH THIRD SECURITIES, Inc.
Enterprise
Firm-wide stats for FIFTH THIRD SECURITIES, Inc.
About
Fifth Third Securities, Inc. serves a broad mix of individual (including high‑net‑worth) and institutional clients — corporations, trusts, retirement accounts and other business entities — through both investment advisory and brokerage channels. The firm sponsors the Passageway Managed Account Program, a wrap‑fee platform delivered via Fidelity’s Managed Account Xchange (FIWA) with National Financial Services (NFS) as clearing custodian, and is registered as a broker‑dealer, SEC‑registered investment adviser, and municipal advisor.
Investment services are provided through multiple program types and third‑party portfolio managers available on the Passageway platform; clients work with an Investment Advisor Representative to establish a risk profile and select programs ranging from advisor‑directed mutual‑fund/ETF models to SMA strategies, tax‑overlay services, and direct‑indexing options. The firm discloses that IARs may act as portfolio managers in certain programs, that FIWA performs platform due diligence, and that some SMA managers use direct indexing and tax‑loss harvesting techniques.
Noteworthy distinctions include its corporate structure as a direct wholly owned subsidiary of Fifth Third Bank and the firm’s retained municipal‑advisor and broker‑dealer activities, which the ADV discloses alongside related regulatory matters and potential conflicts tied to underwriting, clearing arrangements, and advisor compensation. At enterprise scale — roughly $10.9 billion in AUM, about 919 advisors and over 46,000 clients — the brochure details multiple affiliated entities, program fees, and disclosure of conflicts so prospective clients can review how these relationships may affect advisory recommendations.
Based on FIFTH THIRD SECURITIES, Inc.
Expertise
Based on FIFTH THIRD SECURITIES, Inc.
Location
20 NW Third St
Evansville IN 47708
Advisors at this office
6
Advisors at this office
Amy G
Series 66
Evansville, IN
FIFTH THIRD SECURITIES, Inc.
Amy Grissom is a Series 66-licensed financial advisor at Fifth Third Securities, Inc. with two years of industry experience. Prior to joining Fifth Third Securities in 2023, she worked at Fifth Third Bank from 2017 to 2023 and held earlier roles at Bostons and Applebees. Fifth Third Securities provides brokerage and investment advisory services through its Passageway Managed Account Program, serving individuals, charitable organizations, corporate clients, and institutional investors. The firm offers multiple discretionary managed-account programs and features such as direct indexing and tax-overlay services, supported by its affiliation with Fifth Third Bank and its municipal-advisor registration.
Chris G
Series 65, Series 63
Evansville, IN
FIFTH THIRD SECURITIES, Inc.
Chris Galbraith is a financial advisor with Fifth Third Securities, Inc. in Evansville, IN. He holds Series 65 and Series 63 designations and has one year of industry experience. Prior to joining Fifth Third Securities, he worked at Enterprise Holdings and holds educational experience at Western Kentucky University and Henderson County High School. Fifth Third Securities serves individual and institutional clients through investment advisory and brokerage services, offering access to multiple program types and third-party portfolio managers on the Passageway Managed Account platform. The firm operates as a broker-dealer, SEC-registered investment adviser, and municipal advisor, and is a wholly owned subsidiary of Fifth Third Bank.
James H
Series 65, Series 63
Evansville, IN
FIFTH THIRD SECURITIES, Inc.
James Hunter is a financial advisor with FIFTH THIRD SECURITIES, Inc. in Evansville, IN, holding Series 65 and Series 63 credentials and 11 years of industry experience. He has been with Fifth Third Bank since 2003 and joined Fifth Third Securities in 2021. Fifth Third Securities serves a diverse range of individual and institutional clients through investment advisory and brokerage services. The firm offers various program types via its Passageway Managed Account platform, including mutual fund and ETF models, SMA strategies, and direct indexing, allowing clients to tailor investment solutions to their risk profiles.
Sean D
Series 63, Series 65
Evansville, IN
FIFTH THIRD SECURITIES, Inc.
Sean Darr is a financial advisor with FIFTH THIRD SECURITIES, Inc., holding Series 63 and Series 65 licenses and bringing 20 years of industry experience. He has worked at Fifth Third Securities since 2016 and has been with FIFTH THIRD BANK since 1993. Fifth Third Securities, Inc. provides brokerage and investment advisory services through its Passageway Managed Account Program to individuals, charitable organizations, corporate and business clients, and institutional investors. The firm offers multiple discretionary managed-account programs and features such as direct indexing and an optional tax-overlay service, operating as a wholly owned subsidiary of Fifth Third Bank.
Matthew N
Series 66
Evansville, IN
FIFTH THIRD SECURITIES, Inc.
Matthew Neff is a financial advisor at Fifth Third Securities, Inc. in Evansville, Indiana, with 16 years of industry experience. He holds the Series 66 designation and has been with Fifth Third since 2010, joining Fifth Third Securities in 2020. Fifth Third Securities, Inc. offers brokerage and investment advisory services through its Passageway Managed Account Program to individuals, charitable organizations, corporate clients, and institutional investors. The firm provides multiple discretionary managed-account programs and features such as direct indexing and tax-overlay services, operating as a wholly owned subsidiary of Fifth Third Bank.
Stephen H
Series 63, Series 66
Evansville, IN
FIFTH THIRD SECURITIES, Inc.
Stephen Hopkins is a financial advisor at Fifth Third Securities, Inc. in Evansville, IN, holding Series 63 and Series 66 licenses with 31 years of industry experience. He has been with Fifth Third Securities and Fifth Third Bank since 2004. Fifth Third Securities, Inc. offers brokerage and investment advisory services through its Passageway Managed Account Program to individual, charitable, corporate, and institutional clients. The firm’s platform includes multiple discretionary managed-account options, direct indexing, and a tax-overlay service, and it operates as a wholly owned subsidiary of Fifth Third Bank with a distinctive combination of municipal-advisor registration and corporate affiliation.
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