Louisville, KY 13904 Shelbyville Rd. Office

Team
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FIFTH THIRD SECURITIES, Inc. logo

FIFTH THIRD SECURITIES, Inc.

Enterprise

Firm-wide stats for FIFTH THIRD SECURITIES, Inc.

Total advisors

1,015

Across 559 offices

Clients per advisor

46 Low

Avg AUM per client

$230,450 Low

HNW client ratio

4% Low

About

Fifth Third Securities, Inc. serves a broad mix of individual (including high‑net‑worth) and institutional clients — corporations, trusts, retirement accounts and other business entities — through both investment advisory and brokerage channels. The firm sponsors the Passageway Managed Account Program, a wrap‑fee platform delivered via Fidelity’s Managed Account Xchange (FIWA) with National Financial Services (NFS) as clearing custodian, and is registered as a broker‑dealer, SEC‑registered investment adviser, and municipal advisor.

Investment services are provided through multiple program types and third‑party portfolio managers available on the Passageway platform; clients work with an Investment Advisor Representative to establish a risk profile and select programs ranging from advisor‑directed mutual‑fund/ETF models to SMA strategies, tax‑overlay services, and direct‑indexing options. The firm discloses that IARs may act as portfolio managers in certain programs, that FIWA performs platform due diligence, and that some SMA managers use direct indexing and tax‑loss harvesting techniques.

Noteworthy distinctions include its corporate structure as a direct wholly owned subsidiary of Fifth Third Bank and the firm’s retained municipal‑advisor and broker‑dealer activities, which the ADV discloses alongside related regulatory matters and potential conflicts tied to underwriting, clearing arrangements, and advisor compensation. At enterprise scale — roughly $10.9 billion in AUM, about 919 advisors and over 46,000 clients — the brochure details multiple affiliated entities, program fees, and disclosure of conflicts so prospective clients can review how these relationships may affect advisory recommendations.

Based on FIFTH THIRD SECURITIES, Inc.

Expertise

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning

Based on FIFTH THIRD SECURITIES, Inc.

Location

13904 Shelbyville Rd.

Louisville KY 40245

Advisors at this office

6

Advisors at this office

user avatar

John D

Series 65, Series 63

Louisville, KY

FIFTH THIRD SECURITIES, Inc.

John Drinkard is a financial advisor with Fifth Third Securities, Inc. in Louisville, KY, holding Series 63 and Series 65 licenses with six years of industry experience. He has worked with Fifth Third Bank since 2016 and Fifth Third Securities since 2020. Outside of his advisory role, he teaches martial arts in Prospect, KY. Fifth Third Securities serves a diverse client base including individual, high-net-worth, and institutional clients through both advisory and brokerage services. The firm offers multiple investment programs on its Passageway platform, combining third-party portfolio managers and advisor-directed strategies tailored to client risk profiles.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
user avatar

Jennifer H

Series 66

Louisville, KY

FIFTH THIRD SECURITIES, Inc.

Jennifer Hall is a Series 66 licensed financial advisor with Fifth Third Securities, Inc., based in Crestwood, KY. She has 18 years of industry experience and has been with Fifth Third Securities since 2009. Fifth Third Securities, Inc. provides brokerage and investment advisory services through its Passageway Managed Account Program to a diverse client base including individuals, charitable organizations, and institutional investors. The firm offers multiple discretionary managed-account programs and features such as direct indexing and a tax-overlay service, supported by its affiliation with Fifth Third Bank and a comprehensive supervisory structure.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
user avatar

Jessica J

Series 65, Series 63

Louisville, KY

FIFTH THIRD SECURITIES, Inc.

Jessica Jones is a financial advisor with Fifth Third Securities, Inc. in Louisville, KY. She holds Series 63 and Series 65 licenses and has one year of experience in advisory roles. Her prior work includes seven years at Ford Motor Company and ongoing positions at Fifth Third Securities and Fifth Third Bank. Fifth Third Securities serves individual and institutional clients through investment advisory and brokerage channels, offering a range of managed account programs and portfolio management services via its Passageway platform. The firm operates as a subsidiary of Fifth Third Bank and provides access to multiple investment strategies and third-party managers.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
user avatar

Haley C

Series 63, Series 65

Louisville, KY

FIFTH THIRD SECURITIES, Inc.

Haley Cooper is a financial advisor with Fifth Third Securities, Inc. based in Georgetown, KY. She holds Series 63 and Series 65 licenses and has two years of industry experience. Her prior work includes roles at The Vanguard Group, PNC Bank, and Fifth Third Bank. Fifth Third Securities, Inc. provides brokerage and investment advisory services to individuals, charitable organizations, corporate clients, and institutional investors. The firm offers multiple discretionary managed-account programs through its Passageway platform, combining third-party portfolio managers, strategist portfolios, and advisor-managed sleeves, with features such as direct indexing and tax-overlay services.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
user avatar

Mary B

Series 63, Series 65

Louisville, KY

FIFTH THIRD SECURITIES, Inc.

Mary Blankenship is a financial advisor at Fifth Third Securities, Inc. based in Louisville, KY, with 12 years of industry experience. She holds Series 63 and Series 65 licenses and has worked at Fifth Third Bank and Fifth Third Securities since 2012. Outside of her advisory role, she is involved in a family business specializing in professional boat detailing. Fifth Third Securities provides brokerage and investment advisory services through its Passageway Managed Account Program to individuals, charitable organizations, corporate clients, and institutional investors. The firm offers multiple discretionary managed-account options and incorporates features such as direct indexing and tax-overlay services within a structure affiliated with Fifth Third Bank.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
user avatar

Emily B

Series 65, Series 63

Louisville, KY

FIFTH THIRD SECURITIES, Inc.

Emily Bearden is a financial advisor at Fifth Third Securities, Inc. in Louisville, KY, holding Series 63 and Series 65 licenses with seven years of industry experience. She has been with Fifth Third Securities since 2019 and has a total of 12 years with Fifth Third Bank. Fifth Third Securities serves a diverse range of individual and institutional clients, offering investment advisory and brokerage services through multiple program types on the Passageway Managed Account platform. The firm operates as a wholly owned subsidiary of Fifth Third Bank and provides access to various portfolio management strategies, including mutual fund and ETF models, separately managed accounts, and direct indexing.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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