Louisville, KY 4090 Shelbyville Road Office

Team
Updated today
FIFTH THIRD SECURITIES, Inc. logo

FIFTH THIRD SECURITIES, Inc.

Enterprise

Firm-wide stats for FIFTH THIRD SECURITIES, Inc.

Total advisors

1,015

Across 559 offices

Clients per advisor

46 Low

Avg AUM per client

$230,450 Low

HNW client ratio

4% Low

About

Fifth Third Securities, Inc. serves a broad mix of individual (including high‑net‑worth) and institutional clients — corporations, trusts, retirement accounts and other business entities — through both investment advisory and brokerage channels. The firm sponsors the Passageway Managed Account Program, a wrap‑fee platform delivered via Fidelity’s Managed Account Xchange (FIWA) with National Financial Services (NFS) as clearing custodian, and is registered as a broker‑dealer, SEC‑registered investment adviser, and municipal advisor.

Investment services are provided through multiple program types and third‑party portfolio managers available on the Passageway platform; clients work with an Investment Advisor Representative to establish a risk profile and select programs ranging from advisor‑directed mutual‑fund/ETF models to SMA strategies, tax‑overlay services, and direct‑indexing options. The firm discloses that IARs may act as portfolio managers in certain programs, that FIWA performs platform due diligence, and that some SMA managers use direct indexing and tax‑loss harvesting techniques.

Noteworthy distinctions include its corporate structure as a direct wholly owned subsidiary of Fifth Third Bank and the firm’s retained municipal‑advisor and broker‑dealer activities, which the ADV discloses alongside related regulatory matters and potential conflicts tied to underwriting, clearing arrangements, and advisor compensation. At enterprise scale — roughly $10.9 billion in AUM, about 919 advisors and over 46,000 clients — the brochure details multiple affiliated entities, program fees, and disclosure of conflicts so prospective clients can review how these relationships may affect advisory recommendations.

Based on FIFTH THIRD SECURITIES, Inc.

Expertise

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning

Based on FIFTH THIRD SECURITIES, Inc.

Location

4090 Shelbyville Road

Louisville KY 40207

Advisors at this office

4

Advisors at this office

user avatar

Autumn W

Series 66

Louisville, KY

FIFTH THIRD SECURITIES, Inc.

Autumn Wood is a financial advisor at Fifth Third Securities, Inc. with three years of industry experience. She holds a Series 66 designation and has worked in various roles within Fifth Third Bank since 2019, including her current position at Fifth Third Securities starting in 2022. Prior to joining Fifth Third, she held positions at Norton Hospital, Yesternoon, and Jefferson Community College. Fifth Third Securities, Inc. serves a diverse client base including individual, high-net-worth, and institutional clients through advisory and brokerage services. The firm offers access to multiple managed account programs and third-party portfolio managers via the Passageway platform, providing a range of investment options from mutual funds and ETFs to separately managed accounts and direct indexing.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
user avatar

Alan P

Series 63, Series 66

Louisville, KY

FIFTH THIRD SECURITIES, Inc.

Alan Pacholski is a financial advisor with Fifth Third Securities, Inc. in Louisville, KY, holding Series 63 and Series 66 licenses and three years of industry experience. His prior roles include positions at First Westroads Bank, TD Ameritrade, and First National Bank of Omaha. He also has experience in the brewing and hospitality industries through Monolithic Brewing and North Shore Tavern. Fifth Third Securities serves a diverse client base, including individuals, high-net-worth clients, and institutional entities, offering investment advisory and brokerage services. The firm provides access to multiple managed account programs through the Passageway platform and operates as a broker-dealer, SEC-registered investment adviser, and municipal advisor.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
user avatar

Katelynn H

Series 63, Series 65

Louisville, KY

FIFTH THIRD SECURITIES, Inc.

Katelynn Hughett is a financial advisor with FIFTH THIRD SECURITIES, Inc. in Louisville, KY. She holds Series 63 and Series 65 licenses and has seven years of industry experience, including roles at Fifth Third Securities and Fifth Third Bank. FIFTH THIRD SECURITIES, Inc. serves a diverse client base including individuals, high-net-worth clients, institutions, corporations, and trusts through both investment advisory and brokerage services. The firm offers multiple managed account programs via its Passageway platform, featuring a range of investment strategies tailored to client risk profiles.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
user avatar

Alex L

Series 63, Series 66

Louisville, KY

FIFTH THIRD SECURITIES, Inc.

Alex Linderman is a financial advisor at Fifth Third Securities, Inc. in Louisville, KY, holding Series 63 and Series 66 designations with 17 years of industry experience. He has worked at Fifth Third Securities and Fifth Third Bank since 2019 and was previously employed at PNC Investments, LLC from 2016 to 2019. Fifth Third Securities serves a diverse client base including individuals, high-net-worth clients, and institutional entities through investment advisory and brokerage services. The firm offers multiple managed account programs via the Passageway platform, providing various investment strategies and portfolio management options.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
View complete list of advisors at this office
Warmer team member

Not sure where to start?

We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.

Find your advisor

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.

Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

By using our service, you agree to the Terms of Service and Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. ("Warmer")