F
Financial Advantage
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$19,100,000
Clients
15
53% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
15
TypicalAverage account size
$1,273,333
About
The firm serves individual clients and provides financial planning and investment advice, including retirement, college and insurance planning, along with ongoing portfolio management. As of December 31, 2022 it reported $22 million in assets managed on a non‑discretionary basis and also offers fee‑for‑review engagements as an alternative to asset‑based billing.
Investment management emphasizes diversification through mutual funds and ETFs, with Morningstar used to rank and monitor funds and bond holdings used to reduce volatility. The firm also uses fundamental and technical inputs for selective individual stock choices (sources cited include IBD, Motley Fool, First Call and Dorsey Wright), may implement covered‑call strategies for income, and typically reviews core funds monthly with client meetings about quarterly.
Distinctive features include the firm’s primarily non‑discretionary operating model and a documented practice of not exercising investment discretion for client accounts, leaving trade approvals and proxy voting to clients. The brochure also notes a small client roster, a CFP‑credentialed principal with securities registrations, custodial relationships with major custodians (e.g., Fidelity), and specific privacy and review practices that support individualized, regularly documented account oversight.
Client services
Financial planning
Portfolio management
Expertise
Life insurance needs analysis
Disability insurance
College savings (529s, UTMA, etc.)
Fee options
1% annually, charged quarterly in arrears
Fee-only: Fee agreed upon before meeting for financial review services, invoiced separately
Main office location
Financial Advantage
2366 S. Uecker Lane, St 100
Lewisville TX 75067, United States
Number of offices
1
Most active in
Financial Advantage has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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