Financial Advisory Group, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Financial Advisory Group, Inc. provides discretionary asset management and comprehensive financial planning to high‑net‑worth individuals, trusts, nonprofits, small businesses and estates. The firm’s client focus is on wealthier and institutional household types rather than serving retail individual (non–high‑net‑worth) clients.
The firm constructs tailored investment programs based on each client’s goals, time horizon and risk tolerance and exercises discretionary authority to implement and monitor those programs. Its methods include asset allocation analysis and Monte Carlo planning, with periodic account reviews and written financial plans delivered on a defined timeline.
Noteworthy features include a relatively small client base and modest assets under management, and a recent registration as an investment adviser after earlier business activity. The firm’s principal also maintains licensed insurance activities (allocating a portion of time to selling insurance products for separate compensation) and other small business interests, disclosures the firm identifies as potential conflicts and says it mitigates through procedures and client disclosures; clients are required to custody assets through Schwab Advisor Services.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.70% $1,000,000+: 1.00%
Fee-only: Fixed fee between $1,000 and $10,000 based on complexity and unique client needs
Main office
3601 Commerce Court, Suite 3
Appleton WI 54911
Advisors at this office
1
Most active in
Wisconsin
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)