F
Financial Client
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Financial Client provides discretionary portfolio management, non‑discretionary assets‑under‑advisement services, and a Promoter Service that facilitates client relationships with registered third‑party money managers. The firm also offers educational seminars and workshops and provides an initial complimentary consultation to discuss client goals.
The firm’s investment recommendations are framed around a long‑term, buy‑and‑hold approach informed by Modern Portfolio Theory, using risk‑profiling software and broadly diversified mutual funds and ETFs. When directing clients to third‑party managers, Financial Client monitors those managers’ performance and investment style for continued alignment with client objectives and discloses that it may receive ongoing promoter or fee‑sharing compensation from selected managers.
Financial Client is affiliated with Magnum CPA PC and its principal is a licensed CPA who may provide accounting services in addition to advisory work, a relationship disclosed as a potential conflict of interest. The brochure also notes that the firm reported no assets under management as of 12/31/2025 and combines seminar offerings and a promoter/third‑party manager model—features the firm identifies that are less common among peer investment managers.
Client services
Financial planning
Portfolio management
Selection of other advisers
Educational seminars or workshops
Expertise
Wealth management
Fee options
$0 - $100,000: $500 minimum annual fee $100,001 - $250,000: 0.50% $250,001 - $500,000: $1,250 + 0.48% of amount over $250,000 $500,001 - $1,000,000: $2,450 + 0.46% of amount over $500,000 $1,000,001 - $1,500,000: $4,750 + 0.42% of amount over $1,000,000 $1,500,001 - $2,000,000: $6,850 + 0.38% of amount over $1,500,000 $2,000,001 - $2,500,000: $8,750 + 0.34% of amount over $2,000,000 $2,500,001 - $3,000,000: $10,450 + 0.30% of amount over $2,500,000 $3,000,001+: $11,950 + 0.26% of amount over $3,000,000
Minimum fee: $500 minimum for Assets Under Advisement if assets under $100,000 Fee-only: Assets Under Advisement and Assets Under Management fees; fees are negotiable.
Main office location
Financial Client
Sacramento CA, United States
Number of offices
1
Most active in
Financial Client has reported serving >5 clients in these states in the last 12 months.
California · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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