Financial Client
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Financial Client provides discretionary portfolio management, non‑discretionary assets‑under‑advisement services, and a Promoter Service that facilitates client relationships with registered third‑party money managers. The firm also offers educational seminars and workshops and provides an initial complimentary consultation to discuss client goals.
The firm’s investment recommendations are framed around a long‑term, buy‑and‑hold approach informed by Modern Portfolio Theory, using risk‑profiling software and broadly diversified mutual funds and ETFs. When directing clients to third‑party managers, Financial Client monitors those managers’ performance and investment style for continued alignment with client objectives and discloses that it may receive ongoing promoter or fee‑sharing compensation from selected managers.
Financial Client is affiliated with Magnum CPA PC and its principal is a licensed CPA who may provide accounting services in addition to advisory work, a relationship disclosed as a potential conflict of interest. The brochure also notes that the firm reported no assets under management as of 12/31/2025 and combines seminar offerings and a promoter/third‑party manager model—features the firm identifies that are less common among peer investment managers.
Client services
Expertise
Fee options
$0 - $100,000: $500 minimum annual fee $100,001 - $250,000: 0.50% $250,001 - $500,000: $1,250 + 0.48% of amount over $250,000 $500,001 - $1,000,000: $2,450 + 0.46% of amount over $500,000 $1,000,001 - $1,500,000: $4,750 + 0.42% of amount over $1,000,000 $1,500,001 - $2,000,000: $6,850 + 0.38% of amount over $1,500,000 $2,000,001 - $2,500,000: $8,750 + 0.34% of amount over $2,000,000 $2,500,001 - $3,000,000: $10,450 + 0.30% of amount over $2,500,000 $3,000,001+: $11,950 + 0.26% of amount over $3,000,000
Minimum fee: $500 minimum for Assets Under Advisement if assets under $100,000 Fee-only: Assets Under Advisement and Assets Under Management fees; fees are negotiable.
Main office
Sacramento CA
Advisors at this office
1
Most active in
California · Texas
Also doing business as
Fc · Financial Client · Financial Client LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Insurance agent
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Broker-dealer / trader
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Bank
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Trust company
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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