A complete list of active advisors currently associated with Financial Consulting Professionals, LLC
Warmer can help you find a great advisor at Financial Consulting Professionals, LLC or one who fits your needs even better.
The firm provides ongoing portfolio management services to individuals, high‑net‑worth individuals, and corporations, including investment strategy, asset allocation, asset selection, rollover assistance, and regular portfolio monitoring. It manages approximately $5 million in client assets and documents client risk tolerances in an Investment Policy Statement. The firm’s investment approach combines cyclical analysis and modern portfolio theory and typically uses a long‑term trading horizon across mutual funds, fixed income, real estate funds, annuities and life insurance products, equities, and ETFs. It generally seeks discretionary authority to select securities and execute transactions on behalf of clients and conducts periodic account reviews with custodial reporting provided to clients. The firm’s principal is an active licensed insurance agent who personally receives commissions on insurance products, and also owns an education and coaching business that operates programs and referral pilots; the brochure discloses that insurance commissions and the affiliated business together account for a substantial portion of his income and describes conflicts of interest and disclosure practices. The firm also discloses plans to enter arrangements that could involve compensation for client introductions (no such payments have been made as of the brochure date) and recently removed pension consulting and pension‑plan client services from its offerings.
To learn more about the advisors currently working at Financial Consulting Professionals, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Scottsdale, AZ
| 24
|
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