A complete list of active advisors currently associated with Financial Council, LLC

Warmer can help you find a great advisor at Financial Council, LLC or one who fits your needs even better.

Financial Council, LLC provides discretionary investment management and related advisory services to individuals, trusts, estates, charitable organizations, and corporations. It implements client relationships primarily through model asset allocation strategies using mutual funds, and also offers retirement-plan rollover advice and periodic account reviews. The firm selects from multiple asset allocation models based on a client’s goals, risk tolerance, and capacity; portfolios are model-based rather than individually tailored and clients generally may not impose restrictions, while Financial Council retains discretion over rebalancing and manager or fund changes. Regular elements of the investment process include quarterly market commentary and at least annual reviews of allocations and fund managers. Financial Council’s structure includes dual registration of advisors with a broker-dealer and a practice of routing client brokerage to that platform and its clearing firms, arrangements that the firm discloses as potential conflicts of interest and that can limit custody/broker choice. Distinctive operational features include the firm’s practice of crediting 12b‑1 fees back to client accounts and the disclosure that endorsers or referral sources may be paid a substantial portion of fees (up to 90%), as well as transitional loans tied to maintaining the broker affiliation — features that are less common among comparable team firms.

To learn more about the advisors currently working at Financial Council, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.