A complete list of active advisors currently associated with Financial Elements, Inc
Warmer can help you find a great advisor at Financial Elements, Inc or one who fits your needs even better.
The firm provides comprehensive financial planning and ongoing consulting alongside discretionary investment management for individual clients (including high‑net‑worth and non‑HNW households), as well as trusts, estates, charitable organizations, and business entities. Services are delivered on a fee‑only basis rather than by commission, with portfolio management for individuals as a core offering. Its investment approach emphasizes strategic asset allocation informed by Modern Portfolio Theory, building globally diversified portfolios primarily with mutual funds and ETFs and guided by a written Investment Policy Statement for each client; the firm monitors portfolios for rebalancing and longer‑term risk control rather than short‑term trading. The firm typically recommends a major broker‑dealer/custodian for client accounts and discloses receipt of client‑support services from that custodian, and it openly discusses potential conflicts around recommendations such as retirement‑plan rollovers to IRAs it would manage. Distinctive features include managing roughly $193 million on a discretionary basis while operating as a small, fee‑only advisory practice with multiple professional fiduciary credentials and a NAPFA fee‑only affiliation, which underscores an emphasis on fiduciary advice. The firm recently transitioned to SEC registration, maintains policies that differ from many peers (for example, generally not voting client proxies, not accepting custody except to facilitate fee deductions, and a stated trade‑error reimbursement practice), and discloses conflicts and procedural safeguards in its brochure.
To learn more about the advisors currently working at Financial Elements, Inc, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Rolling Meadows, IL
| 26
|
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)