Financial Facilitators, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Financial Facilitators, Inc. provides investment advisory and supervisory services to individuals, corporations, trusts, and pension and profit-sharing plans, assisting clients with asset allocation, manager selection, and the paperwork needed to place assets with a broker-dealer. The firm operates as a solo registered investment adviser and generally charges fees based on a percentage of assets under management while occasionally receiving commissions.
The firm uses an asset-allocation framework and a long-term perspective, relying on mutual fund managers and third‑party money managers for day‑to‑day portfolio management and incorporating additional due diligence performed by the broker‑dealer. Financial Facilitators, Inc. does not accept discretionary authority and delivers account summaries and transaction reports to clients on a monthly or quarterly basis through the custodian.
What is distinctive for this firm is its principal’s primary role as a licensed CPA and Personal Financial Specialist who also owns a certified public accounting practice; the adviser provides investment services to clients of that CPA firm with disclosure of the relationship. The firm also operates under wrap‑fee agreements with certain broker‑dealers that supply administrative and brokerage services, and it reports managing approximately $12,175,000 on a non‑discretionary basis.
Client services
Expertise
Fee options
1% to 3% annually
Occasionally paid commissions, generally collected quarterly via Broker-Dealer wrap-fee agreement
Main office
450 Country Club Road, Ste 130
Eugene OR 97401
Advisors at this office
1
Most active in
Oregon
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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