Financial Forum, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Financial Forum serves individual and high‑net‑worth clients as well as businesses and not‑for‑profit organizations, providing investment management, financial planning, retirement and estate planning, tax and risk management, and employee/executive benefits coordination with other professionals. As disclosed in the brochure, the firm managed $285,773,471 on a discretionary basis as of December 31, 2025 and reports serving 572 client relationships through a four‑advisor team.
The firm’s investment approach is grounded in Modern Portfolio Theory and emphasizes tailored portfolios developed via client questionnaires or interviews, with most accounts managed on a discretionary basis and reviewed at least annually (typically quarterly). Financial Forum may implement long‑ and short‑term trades, options and margin where appropriate, and it can access and trade clients’ employer or third‑party accounts (for example 401(k) and HSA plans) through the Pontera Order Management System subject to the investment choices available in those accounts.
A feature that distinguishes Financial Forum from many peers is that it sponsors a wrap‑fee program for some existing clients while generally opening new accounts on a non‑wrap basis, a practice the brochure notes and supplements in an appended Wrap Fee Brochure. The firm also discloses that some representatives are licensed to sell insurance and may receive commissions, and that it receives custodial and technology benefits from recommended custodians; those arrangements and potential conflicts are described in the brochure.
Client services
Occupation focus
Fee options
$0 - $500,000: 1.25% $500,001 - $3,000,000: 1.00% $3,000,001 - $5,000,000: 0.85% $5,000,001+: 0.70%
$150 per hour for standalone financial planning services
Main office
501 N Riverpoint Blvd., Ste 104
Spokane WA 99202
Advisors at this office
4
Most active in
Arizona · California · Colorado · Florida · Idaho · Louisiana · Montana · Nebraska · Oregon · Texas · Washington
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Callie H
Series 66
Spokane, WA
Financial Forum, Inc.
Callie Hudson is a financial advisor at Financial Forum, Inc. in Spokane, WA, holding a Series 66 designation and beginning her advisory career in 2025. Prior to entering the financial industry, she has experience working in small business and community settings, including bakeries and a church. Financial Forum serves individuals, high-net-worth clients, businesses, and not-for-profit organizations with investment management, financial planning, and related services. The firm manages portfolios based on Modern Portfolio Theory and offers tailored investment solutions primarily on a discretionary basis.
Landy C
Series 63, Series 65
Spokane, WA
Financial Forum, Inc.
Landy Comstock is a financial advisor with Financial Forum, Inc. in Spokane, WA, holding Series 63 and Series 65 licenses and bringing 27 years of industry experience. Prior to joining Financial Forum in 2020, Comstock worked at LPL Financial from 2003 to 2020. Outside of advising, Comstock serves as co-executor of a family estate. Financial Forum serves individual and high-net-worth clients, businesses, and not-for-profit organizations, offering investment management, financial planning, retirement and estate planning, tax and risk management, and employee/executive benefits coordination. The firm employs a Modern Portfolio Theory-based investment approach, tailoring portfolios to client needs and managing most accounts on a discretionary basis.
Kathryn Y
CFP®, Series 66
Spokane, WA
Financial Forum, Inc.
Kathryn Young is a CERTIFIED FINANCIAL PLANNER™ with 18 years of industry experience. She has worked at Financial Forum, Inc. since 2005 and previously spent 13 years at LPL Financial, LLC. Financial Forum serves individual and high-net-worth clients, businesses, and not-for-profit organizations with services including investment management, financial planning, retirement and estate planning, tax and risk management, and employee/executive benefits coordination. The firm employs a portfolio management approach based on Modern Portfolio Theory, emphasizing tailored portfolios and regular account reviews.
Jeffrey C
Series 66
Spokane, WA
Financial Forum, Inc.
Jeffrey Comstock is a financial advisor at Financial Forum, Inc. in Spokane, WA, with 14 years of industry experience. He holds the Series 66 designation and previously worked at LPL Financial, LLC from 2011 to 2020. Outside of advisory services, he is involved in non-variable insurance sales, including health, life, long-term care, and disability insurance. Financial Forum serves individual and high-net-worth clients, businesses, and not-for-profit organizations by providing investment management, financial planning, retirement and estate planning, tax and risk management, and benefits coordination. The firm’s approach is based on Modern Portfolio Theory and offers tailored portfolios managed mainly on a discretionary basis.
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