Financial Legacy Management, NC.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$147,628,420
Clients
447
Advisors
4
of 4 employees
About
Financial Legacy Management, Inc. provides personalized financial planning and discretionary investment supervisory services to individuals, pension and profit‑sharing plans, trusts, estates, charitable organizations and small businesses. The firm offers ongoing advisory relationships, standalone financial plans, retainer and hourly engagements, and also provides accounting services to small‑business clients.
The firm’s investment approach emphasizes strategic asset allocation with a core‑and‑satellite structure—using passively managed index and ETF positions as the core and selectively adding active managers—along with global diversification and documented investment policy statements; trades are generally executed under a limited power of attorney and accounts are reviewed at least quarterly. Financial Legacy integrates planning and portfolio work via net worth statements and tailored objectives, and generally requires a managed account minimum while allowing exceptions in select circumstances.
Distinctive features include a small, CFP®‑credentialed leadership team that discloses an ownership interest in a separate accounting firm and the use of fixed‑scope planning engagements with set fee tiers, practices that are less common among peers of similar size. The firm also states it operates strictly on a fee‑only basis, does not accept commissions, and does not vote proxies on clients’ behalf, encouraging clients to compare custodian statements with its reports.
Client services
Expertise
Fee options
Financial planning fees range from $1,000 to $2,000 based on complexity; Retainer Agreement fees are negotiated per client
$0 - $1,000,000: 1.00% $1,000,000+: 0.80%
$250 per hour for limited scope engagements
Some Retainer Agreements billed monthly or quarterly; fees negotiable
Account minimum: $100,000 Minimum fee: Minimum annual fee of $1,000 when assets fall below $100,000 Fee-only: Firm is strictly fee-only; does not accept commissions or commissions in any form
Main office
13 Office Park Drive
Little Rock AR 72211
Advisors at this office
4
Most active in
Arkansas · Louisiana
Also doing business as
Financial Legacy Management, Inc. · Financial Legacy Management, Nc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Advisors at this firm
John K
CFP®
Little Rock, AR
Financial Legacy Management, NC.
John Kelley is a CFP® with 25 years of industry experience. He has been with Financial Legacy Management, Inc. since 2005 and previously worked at The Arkansas Financial Group, Inc. from 2000 to 2005. In addition to his advisory role, he is involved in payroll services. Financial Legacy Management, Inc. provides personalized financial planning and discretionary investment supervisory services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and small businesses. The firm emphasizes a strategic asset allocation approach using a core-and-satellite structure with passive and active investments, and integrates planning with portfolio management through tailored objectives and regular account reviews.
Alvin R
CFP®, Series 66
Little Rock, AR
Financial Legacy Management, NC.
Alvin Rogers II is a CFP® professional with 23 years of industry experience. He has been with Financial Legacy Management, Inc. since 2006 and worked previously at Financial Decisions, Inc. from 2002 to 2005. Financial Legacy Management, Inc. offers personalized financial planning and discretionary investment supervisory services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and small businesses. The firm emphasizes a strategic asset allocation approach using a core-and-satellite structure with passive and active investments, integrating planning and portfolio management through net worth statements and tailored objectives.
Margaret L
Series 63, Series 65
Little Rock, AR
Financial Legacy Management, NC.
Margaret Logue is a financial advisor at Financial Legacy Management, Inc. in Little Rock, Arkansas, with 28 years of industry experience. She previously worked at LPL Financial, LLC for 18 years and Citigroup Global Markets for 9 years. Logue holds Series 63 and Series 65 designations. Financial Legacy Management, Inc. provides personalized financial planning and discretionary investment supervisory services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and small businesses. The firm emphasizes a strategic asset allocation approach combining passive index and ETF investments with selective active management, along with global diversification and documented investment policies.
Robin S
Series 65
Little Rock, AR
Financial Legacy Management, NC.
Robin Show is a financial advisor at Financial Legacy Management, Inc. in Little Rock, Arkansas, holding a Series 65 designation. Robin has two years of experience with Financial Legacy Management and previously worked for ten years at the Department of Finance and Administration. Financial Legacy Management, Inc. provides personalized financial planning and discretionary investment supervisory services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and small businesses. The firm employs a strategic asset allocation approach with a core-and-satellite structure, combining passive index and ETF investments with selective active management, and offers various engagement models including ongoing advisory relationships and standalone financial plans.
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