Financial Planning Analysts, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Financial Planning Analysts, LLC provides investment supervisory services, discretionary portfolio management and personal financial planning for individuals as well as pension and profit‑sharing plans, trusts, estates and charitable organizations, and it also accepts corporate or business clients. Services include ongoing wealth management, one‑off financial planning engagements and implementation of investment recommendations for client accounts.
The firm’s investment process is primarily fundamental‑analysis driven with an emphasis on large‑capitalization equities implemented through individual securities and investment company products; strategies can include long and short‑term purchases, margin and limited option writing (covered calls and cash‑secured puts). Portfolio decisions are made on a discretionary basis, with accounts monitored and adjusted for client risk profiles, time horizons and changing market conditions, while advisory compensation is charged on a percentage‑of‑assets basis and planning work may be billed separately.
A distinctive aspect of the firm is its affiliation with a broker‑dealer and that its principal is a registered representative and licensed insurance agent, which means representatives can sell brokerage and insurance products and may receive commissions—conflicts that the firm discloses and seeks to manage. The brochure also notes that a meaningful portion of time is spent on broker‑dealer and insurance activities, the principal holds a bank board directorship, and the firm and its principal have been named in customer arbitration matters connected to the affiliated broker‑dealer.
Client services
Expertise
Fee options
$0 - $2,000,000: 1.50% annually $2,000,001 - $4,000,000: 1.30% annually $4,000,001+: 1.15% annually
$250 per hour for planning services, negotiable
Account minimum: $100,000 (with discretion to waive)
Main office
734 Walt Whitman Rd, Ste 301
Melville NY 11747
Advisors at this office
1
Most active in
New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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