Financial Planning Associates, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$74,300,352
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
59
56% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
59
Very HighAverage account size
$1,259,328
About
Financial Planning Associates, LLC provides investment supervisory services and financial planning to individuals, high-net-worth households, and small business clients, including pension and profit-sharing plan sponsors. The firm offers portfolio management, creation of individualized Investment Policy Statements, selection of third‑party managers, and financial planning work that can cover retirement, tax, college, and insurance matters.
The firm normally manages client accounts on a discretionary basis and uses both fundamental and technical analysis to inform asset allocation and security selection, employing long‑ and short‑term trading when appropriate. Portfolios typically include mutual funds, ETFs, equities, fixed income, REITs, and insurance products; FPA also arranges access to third‑party money managers and may place client assets in wrap‑fee arrangements when applicable.
Noteworthy features include an affiliated insurance practice — the firm’s principals are licensed to sell insurance and may offer commissionable insurance products to advisory clients — and a client roster that includes small business retirement plans, a relatively uncommon service mix for a solo independent adviser. The firm also works with named outside managers (including AssetMark and The Pacific Financial Group) on a fee‑sharing basis and requires clients to use firm‑recommended custodians and written authorization for fee deductions.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Wealth management
College savings (529s, UTMA, etc.)
Annuities
Real estate investing
Fee options
$400 to $3,500 fixed fee for financial planning
$1 - $500,000: 1.25% $500,001 - $1,500,000: 1.00% $1,500,001 - $3,000,000: 0.75% Above $3,000,000+: Negotiable
$100 to $350 per hour
Account minimum: $250,000
Main office location
Financial Planning Associates, LLC
399 Knollwood Road, Suite 113
White Plains NY 10603, United States
Number of offices
1
Most active in
Financial Planning Associates, LLC has reported serving >5 clients in these states in the last 12 months.
Connecticut · Florida · New Hampshire · New Jersey · New York · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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