F
Financial Prescriptions, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$12,809,018
Clients
15
47% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
15
TypicalAverage account size
$853,935
About
Financial Prescriptions serves individual and high‑net‑worth clients with comprehensive financial planning and consulting, and arranges investment management by recommending and coordinating with third‑party institutional managers. The firm follows a structured, multi‑phase planning process that includes an initial complimentary meeting, interactive online plan development, a presentation of recommendations, and a limited implementation support period.
Its investment approach combines fundamental and technical analysis and uses a mix of active and passive strategies across mutual funds, ETFs and REITs sourced from external managers. The firm typically provides advice on a non‑discretionary basis—requiring client approval for transactions—while recommended third‑party managers frequently assume discretionary authority for day‑to‑day portfolio management.
Distinctive features disclosed in the brochure include regular educational e‑newsletters issued twice monthly and up to a year of client access to the MoneyGuidePro planning platform, both of which are less common among peers. The brochure also notes the firm’s principal maintains outside clinical employment and discloses a 2008 FINRA disciplinary action (suspension and fine) that appears in the public record.
Client services
Financial planning
Portfolio management
Selection of other advisers
Newsletters or periodicals
Expertise
Active portfolio management
Fee options
$0 - $600,000: 0.70% annually (Financial Prescriptions, LLC fee capped at $4,200) $0+: 0.21% to 0.80% annually (third-party manager fees, separate and additional)
$220 per hour in 15-minute increments; minimum commitment of 4 hours (3 hours if prior engagement within 14 months).
Account minimum: No minimum for investment management clients; financial planning engagements typically require a minimum commitment of four hours (reduced to three hours if client had services within past 14 months).
Main office location
Financial Prescriptions, LLC
Atlantic Beach FL, United States
Number of offices
1
Most active in
Financial Prescriptions, LLC has reported serving >5 clients in these states in the last 12 months.
Florida · North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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