A complete list of active advisors currently associated with Financial Professionals Incorporated

Warmer can help you find a great advisor at Financial Professionals Incorporated or one who fits your needs even better.

Financial Professionals Incorporated is a small independent advisory firm that provides discretionary asset management to individual investors and also serves corporate and business clients, including qualified retirement plans such as 401(k), 403(b), pension and profit-sharing plans. The firm reports managing roughly $27.1 million for about 70 clients and offers both direct portfolio management and plan-level advisory services. The firm manages client accounts into defined strategies (Low Volatility, Conservative, Moderately Aggressive and a UMA Moderately Aggressive option) and uses the Envestnet Third Party Strategist network to access sub‑advisors and build advisor‑directed portfolios. Accounts are managed on a discretionary basis with periodic (typically quarterly) reviews, client-imposed investment restrictions are accepted, and tax efficiency is not a primary objective of portfolio management. What distinguishes the firm from many similar single‑advisor independents is its regular provision of ERISA plan services—including acting as a limited scope 3(21) advisor or as a 3(38) investment manager—and related pension consulting and participant education offerings, services that are uncommon among peers. The principal also maintains an affiliated insurance practice (noted as about 10% of time and compensation) and the firm combines that small‑firm structure with use of a third‑party platform for UMA and sub‑advisor access.

To learn more about the advisors currently working at Financial Professionals Incorporated, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.