Financial Security Planning Services, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides personal financial planning, advice and consultations to individuals, high‑net‑worth clients, trusts, estates and related entities such as small businesses and charitable organizations. Services are offered on an a‑la‑carte basis and include financial inventory, investment and insurance analysis, education and tax planning, retirement and estate planning, and business succession advice.
Recommendations are developed from client questionnaires and interviews, documented in a suitability worksheet, and informed by both fundamental research and technical trend analysis; clients are asked to approve any implementation and may impose restrictions on recommended investments. The firm does not take custody of client assets or exercise discretionary trading authority, and clients receive custodial statements directly from their account custodians.
This firm’s practice is distinctive among independents because the founder and sole principal also operates as a FINRA‑registered broker‑dealer representative and a state‑licensed insurance agent, frequently implementing recommendations through an affiliated broker‑dealer (Raymond James Financial Services) or as an insurance agent; the brochure discloses the potential for commissions and describes steps to mitigate related conflicts. Unlike most peers, the firm does not provide discretionary portfolio management for individual accounts and does not use percentage‑of‑AUM pricing, instead delivering advice on a negotiated fee‑for‑service basis while the principal devotes a majority of his time to broker‑dealer and insurance activities.
Client services
Expertise
Fee options
Fees are billed at $300 per hour.
Fee-only: Work is billed at a rate of $300 per hour. Fees are negotiable and can be stipulated in Client Service Agreement for six-month increments.
Main office
520 Tamalpais Drive, Suite 103 & 104
Corte Madera CA 94925
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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