Financial Security Planning Services, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
The firm provides personal financial planning, advice and consultations to individuals, families, trusts, estates and related entities, offering services that include investment analysis, insurance review, retirement and estate planning, education planning and business succession support. The brochure indicates these services are customized to each client’s needs and that the firm reported no current advisory clients at the time of the filing.
The firm’s process centers on gathering detailed client information, documenting goals and using an investment suitability worksheet to determine recommendations; it employs both technical trend-following tools (e.g., moving averages) and fundamental research, and commonly recommends mutual funds and ETFs to capture broad asset-class exposure. Financial Security Planning Services does not take custody of client funds and does not maintain discretionary trading authority, leaving implementation decisions and account custody with clients or chosen broker-dealers.
What is noteworthy for a firm in this category is that the principal also conducts broker‑dealer activity through an affiliation with a FINRA-registered broker/dealer and is separately licensed to offer life, health, disability and long‑term care insurance, which the brochure discloses may give rise to commissions. The firm uses hourly billing for advisory work rather than a percentage-of-AUM fee model and describes written disclosures and a Code of Ethics to address related conflicts of interest when recommending implementation through affiliated channels.
Client services
Financial planning
Expertise
General retirement planning
Business succession planning
College savings (529s, UTMA, etc.)
Fee options
$300 per hour
Fee-only: $300 per hour
Main office location
Financial Security Planning Services, Inc.
520 Tamalpais Drive, Suite 103 & 104
Corte Madera CA 94925, United States
Number of offices
1
Most active in
Financial Security Planning Services, Inc. has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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