Financial Strategies for Today and Tomorrow--Wealth Mgmt Group
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
98
0% high-net-worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
98
Very HighAverage account size
$0
About
The firm provides fee-based financial planning and consulting primarily to individuals and high-net-worth clients, and serves as a liaison to third-party money managers who oversee client investment accounts. It states the advisory business does not sell commission products, although the firm’s president maintains an affiliated insurance practice outside the advisory firm and may offer insurance products in that capacity.
The firm does not provide in-house portfolio management or accept discretionary trading authority; instead it refers clients to external money managers and guided-portfolio platforms, helps complete onboarding paperwork, and reviews third-party reports on an ongoing basis. Investment advice and client objectives are documented in Investment Policy Statements and the firm uses a mix of fundamental, technical, and cyclical analysis when advising clients, with periodic account reviews communicated at least quarterly.
Distinctive aspects include the principal’s affiliated insurance business—where more than half of the principal’s professional time is spent—and a business model that relies on referral and fee-sharing arrangements with third-party managers rather than charging the firm’s own percentage-of-assets advisory fee. The brochure discloses these relationships and potential conflicts of interest and describes mitigation through disclosures, client consent for third-party engagements, and the firm’s fiduciary obligation.
Client services
Financial planning
Selection of other advisers
Expertise
Active portfolio management
Fee options
Financial planning services offered on a negotiable fixed fee basis with maximum $10,000
$0+: Varies by portfolio and strategy; see below for tiered asset-based fees $0+: Gradient Investments, LLC - Flat fee schedules ranging 1.00% to 2.15% annually depending on portfolio type $0+: Custom Indexing - Strategic: 2.15% $0+: Strategic: 2.00% $0+: Custom Indexing - Allocation: 1.85% $0+: Allocation: 1.70% $0+: Tactical: 1.80% $0+: Defined Outcome: 1.70% $0+: Private Wealth: 1.50% $0+: Preservation: 1.00% $0+: Client Directed Accounts: $300 flat fee $10,000 - $250,000: AssetMark GuideMark/Affiliated Mutual Fund: 0% $250,000 - $500,000: AssetMark GuideMark/Affiliated Mutual Fund: 0% $500,000 - $1,000,000: AssetMark GuideMark/Affiliated Mutual Fund: 0% $1,000,000 - $2,000,000: AssetMark GuideMark/Affiliated Mutual Fund: 0% $2,000,000 - $3,000,000: AssetMark GuideMark/Affiliated Mutual Fund: 0% $3,000,000 - $5,000,000: AssetMark GuideMark/Affiliated Mutual Fund: 0% $5,000,000 - >: AssetMark GuideMark/Affiliated Mutual Fund: 0%
$450 per hour for financial planning services
Fee-only: Financial Planning Services: Fixed fee up to $10,000 based on complexity; Hourly fee $450/hour
Main office location
Financial Strategies for Today and Tomorrow--Wealth Mgmt Group
6 Hutton Centre Drive, Penthouse Suite 1400
Santa Ana CA 92707, United States
Number of offices
1
Most active in
Financial Strategies for Today and Tomorrow--Wealth Mgmt Group has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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