Financial Strategies, Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Financial Strategies, Inc. provides investment management and financial planning to individuals, trusts, estates, charities, retirement plans and businesses, and manages about $19.4 million in client assets for a small number of clients. The firm also offers income tax return preparation through an affiliated tax services entity; clients are not required to use that affiliate but discounted rates are available to investment management clients.
The firm implements a Core+Satellite investment approach that blends passive core holdings (low‑cost index funds and ETFs) with selected active managers and individual securities across equities, fixed income and government instruments. Most client accounts are managed on a non‑discretionary basis, so the firm makes tailored recommendations but obtains client approval before executing trades, and it includes financial planning at no additional charge for investment management clients.
Noteworthy features include the formal affiliation with an accounting/tax preparation firm and the principal’s professional credentials (including CPA and CFP), with a significant portion of the principal’s time and revenue devoted to tax services — a coordination of tax and investment advice that is uncommon among peers. The firm operates as a small, single‑advisor practice, uses a third‑party custodial/execution platform, and does not vote proxies on clients’ behalf, leaving those corporate action decisions to clients.
Client services
Expertise
Fee options
$0 - $500,000: 1.00% annually $500,001 - $1,000,000: 0.80% annually $1,000,001 - $2,000,000: 0.50% annually $2,000,001+: 0.25% annually
Main office
Dripping Springs TX
Advisors at this office
1
Most active in
Maryland · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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